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Advisor at NORTHERN LIGHTS ADVISORS, INC.
SEATTLE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHERN LIGHTS ADVISORS, INC. | Independent wealth | Mar 16, 2022 | n/a | yes | SEATTLE, WA | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Apr 7, 2020 | Apr 11, 2022 | no | Seattle, WA|Fife, WA|Mercer Island, WA | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jan 7, 2020 | Apr 15, 2020 | no | Fife, WA|Windsor, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | NORTHERN LIGHTS ADVISORS, INC. | Apr 11, 2022 | Mar 16, 2022 | -26 | Firm change | Ibd to RIA |
| VOYA FINANCIAL ADVISORS, INC. | PRUCO SECURITIES, LLC | Apr 15, 2020 | Apr 7, 2020 | -8 | Firm change | Ibd to ibd |