This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$259MItem 5.F on the latest filing (2026-08-05); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$259M

Private client RAUM

$259MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

3

RAUM per advisor

$86.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

5

Advisory employees

3

Offices

0Schedule D 1.F, beyond the principal office

Accounts

339

Individual clients

72

High net worth clients

51

SEC number

801-133961

CRD

167824

Filings on the tape

4

First filed

Jun 27, 2025

Latest filed

Aug 5, 2026

Organised

Other (specify), WA

• Occurred

  Mar 25, 2026
  Regulatory AUM changed

  Northern Lights Advisors, Inc. reported RAUM $258.9M, up 97% from $131.7M (2025-10-21 to 2026-03-25)

  Form ADVobserved 3 days ago
  $127M
• Occurred

  Nov 11, 2025
  Advisor changed firm

  Geoffrey Stuart Gabala left Northern Lights Advisors, Inc. for Focus Partners Wealth, Llc (registered 2026-08-28)

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:9e0aefef-0e36-746b-ce58-33cdab6ce787

First observed

Jun 27, 2025

Last observed

Aug 5, 2026 45 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.