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Advisor at WEALTH ADVISORS OF IOWA, LLC
WEST DES MOINES, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ADVISORS OF IOWA, LLC | Independent wealth | Dec 13, 2019 | n/a | yes | WEST DES MOINES, IA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 2, 2013 | Dec 19, 2019 | no | WEST DES MOINES, IA|SAN DIEGO, CA|DALLAS, TX|DES MOINES, IA | Previous registration |
| BALEFIRE, LLC | Independent wealth | Sep 30, 2013 | Dec 19, 2019 | no | DALLAS, TX | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Jan 1, 2005 | Oct 1, 2013 | no | WEST DES MOINES, IA|WEST DES MOINES, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BALEFIRE, LLC | LPL FINANCIAL LLC | Dec 19, 2019 | Oct 2, 2013 | -2,269 | Firm change after gap | Other |
| LPL FINANCIAL LLC | WEALTH ADVISORS OF IOWA, LLC | Dec 19, 2019 | Dec 13, 2019 | -6 | Firm change | Ibd to RIA |
| SECURIAN FINANCIAL SERVICES, INC. | BALEFIRE, LLC | Oct 1, 2013 | Sep 30, 2013 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 168733:6413:TX:2019-12-19 | Dec 19, 2019 | Oct 2, 2013 | DALLAS, TX | Firm change after gap |
| 6413:115088:IA:2019-12-19 | Dec 19, 2019 | Dec 13, 2019 | DES MOINES, IA | Firm change |