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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

WEALTH ADVISORS OF IOWA, LLC

CRD 115088

WEST DES MOINES, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e120a7c7-15bf-d26d-71af-39e72e2c102d

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 4
On other graphs: 0
Observed: Feb 11, 2020 to Mar 19, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $539MItem 5.F on the latest filing (2026-03-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $539M
Private client RAUM: $521MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 11
RAUM per advisor: $49.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 12
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,330
Individual clients: 383
High net worth clients: 149
Custody, client assets: $145M
SEC number: 801-118210
CRD: 115088
Filings on the tape: 21
First filed: Feb 11, 2020
Latest filed: Mar 19, 2026
Organised: Limited Liability Company, IA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KELLIE MARIE MASTERS	Certified Financial Planner	WEST DES MOINES, IA	14	19	n/a	no
MICHAEL EDWARD BRINKER	n/a	WEST DES MOINES, IA	14	33	n/a	no
Brian K. Newton	n/a	WEST DES MOINES, IA	9	25	n/a	no
David Allen Farnsworth	n/a	WEST DES MOINES, IA	7	27	n/a	no
NICHOLAS BATTISTE CAPOBIANCO	Certified Financial Planner	WEST DES MOINES, IA	6	24	3	no
JONATHAN CHAPMAN PEARSON	n/a	WEST DES MOINES, IA	6	21	3	no
Nathan Thomas Beck	n/a	WEST DES MOINES, IA	4	12	n/a	no
Nicholas Richard Finkenauer	n/a	WEST DES MOINES, IA	4	13	n/a	no
MATTHEW DENNIS SPRINGER	n/a	WEST DES MOINES, IA	4	12	1	no
WENDY JO MORAN	n/a	WEST DES MOINES, IA	3	23	n/a	no
Nicholas Waller	Certified Financial Planner	WEST DES MOINES, IA	0	25	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CAPOBIANCO WEALTH MANAGEMENT, LLC	Member	C	yes	12/2019	Feb 11, 2020	Mar 22, 2024
CAPOBIANCO, NICHOLAS, BATTISTE	MEMBER/OWNER	E	yes	12/2019	Feb 11, 2020	Mar 22, 2024
MASTERS, KELLIE, MARIE	CHIEF COMPLIANCE OFFICER	Na	yes	12/2019	Feb 11, 2020	Mar 22, 2024
MHCS WEALTH MANAGEMENT, LLC	Member	B	yes	12/2019	Feb 11, 2020	Mar 22, 2024
PEARSON WEALTH MANAGEMENT, LLC	Member	C	yes	12/2019	Feb 11, 2020	Mar 22, 2024
PEARSON, JONATHAN, CHAPMAN	MEMBER/OWNER	E	yes	12/2019	Feb 11, 2020	Mar 22, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 19, 2026	$539M	$539M	12	4	n/a	n/a
2024	Mar 24, 2025	$453M	$453M	13	4	n/a	n/a
2023	Mar 22, 2024	$399M	$399M	13	11	n/a	n/a
2022	Mar 20, 2023	$346M	$346M	12	11	n/a	n/a
2021	Mar 12, 2022	$344M	$344M	11	9	n/a	n/a
2020	Mar 25, 2021	$297M	$297M	6	4	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$539M	$453M	19.1%	$346M	15.9%	12	13	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	2	Dec 19, 2019	Dec 13, 2019	DES MOINES, IA	Team lift out	Ibd to RIA	0.0%

Relationships

Registered with (13)

← Nicholas WallerAdvisorregistration: current employment
Sep 2, 2026 to presentfactForm ADV
← WENDY JO MORANAdvisorregistration: current employment
Feb 7, 2023 to presentfactForm ADV
← MATTHEW DENNIS SPRINGERAdvisorregistration: current employment
Mar 10, 2022 to presentfactForm ADV
← Nicholas Richard FinkenauerAdvisorregistration: current employment
Jan 28, 2022 to presentfactForm ADV
← Nathan Thomas BeckAdvisorregistration: current employment
Jan 10, 2022 to presentfactForm ADV
← NICHOLAS BATTISTE CAPOBIANCOAdvisorregistration: current employment
Dec 13, 2019 to presentfactForm ADV
← JONATHAN CHAPMAN PEARSONAdvisorregistration: current employment
Dec 13, 2019 to presentfactForm ADV
← David Allen FarnsworthAdvisorregistration: current employment
Feb 26, 2019 to presentfactForm ADV
← Brian K. NewtonAdvisorregistration: current employment
Oct 19, 2016 to presentfactForm ADV
← KELLIE MARIE MASTERSAdvisorregistration: current employment
Jan 10, 2012 to presentfactForm ADV
← MICHAEL EDWARD BRINKERAdvisorregistration: current employment
Jan 10, 2012 to presentfactForm ADV
← BRIAN MATTHEW THOMPSONAdvisorregistration: previous registration
Feb 22, 2020 to Aug 4, 2021factForm ADV
← BARBARA LINN HEINAdvisorregistration: previous registration
Feb 18, 2000 to Jul 6, 2009factForm ADV

Controls (6)

← CAPOBIANCO, NICHOLAS, BATTISTEOwnerMEMBER/OWNER, ownership code E, individual
Feb 11, 2020 to Mar 22, 2024factForm ADV
← PEARSON, JONATHAN, CHAPMANOwnerMEMBER/OWNER, ownership code E, individual
Feb 11, 2020 to Mar 22, 2024factForm ADV
← MASTERS, KELLIE, MARIEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 11, 2020 to Mar 22, 2024factForm ADV
← CAPOBIANCO WEALTH MANAGEMENT, LLCOwnerMEMBER, ownership code C, domestic entity
Feb 11, 2020 to Mar 22, 2024factForm ADV
← MHCS WEALTH MANAGEMENT, LLCOwnerMEMBER, ownership code B, domestic entity
Feb 11, 2020 to Mar 22, 2024factForm ADV
← PEARSON WEALTH MANAGEMENT, LLCOwnerMEMBER, ownership code C, domestic entity
Feb 11, 2020 to Mar 22, 2024factForm ADV

Moved with (1)

← LPL FINANCIAL LLCRegistered adviser2 advisors, team lift out, same day
Dec 19, 2019 to Dec 13, 2019factForm ADV

Dated events

Occurred
Oct 12, 2023
Control person left
Allen David Farnsworth (Member/Owner) no longer on Schedule A of Wealth Advisors Of Iowa, Llc (listed 2023-05-22, absent 2023-10-12)
Form ADVobserved 4 days ago
Occurred
Oct 12, 2023
Control person left
Edward Michael Brinker (Member/Owner) no longer on Schedule A of Wealth Advisors Of Iowa, Llc (listed 2023-05-22, absent 2023-10-12)
Form ADVobserved 4 days ago
Occurred
Oct 12, 2023
Control person left
K. Brian Newton (Member/Owner) no longer on Schedule A of Wealth Advisors Of Iowa, Llc (listed 2023-05-22, absent 2023-10-12)
Form ADVobserved 4 days ago
Occurred
Feb 11, 2020
First Form ADV filing
Wealth Advisors Of Iowa, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e120a7c7-15bf-d26d-71af-39e72e2c102d
First observed: Feb 11, 2020
Last observed: Mar 19, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WEALTH ADVISORS OF IOWA, LLC

CRD 115088

WEST DES MOINES, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e120a7c7-15bf-d26d-71af-39e72e2c102d

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:24 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KELLIE MARIE MASTERS

Certified Financial Planner

WEST DES MOINES, IA

n/a

MICHAEL EDWARD BRINKER

n/a

WEST DES MOINES, IA

n/a

Brian K. Newton

n/a

WEST DES MOINES, IA

n/a

David Allen Farnsworth

n/a

WEST DES MOINES, IA

n/a

NICHOLAS BATTISTE CAPOBIANCO

Certified Financial Planner

WEST DES MOINES, IA

JONATHAN CHAPMAN PEARSON

n/a

WEST DES MOINES, IA

Nathan Thomas Beck

n/a

WEST DES MOINES, IA

n/a

Nicholas Richard Finkenauer

n/a

WEST DES MOINES, IA

n/a

MATTHEW DENNIS SPRINGER

n/a

WEST DES MOINES, IA

WENDY JO MORAN

n/a

WEST DES MOINES, IA

n/a

Nicholas Waller

Certified Financial Planner

WEST DES MOINES, IA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CAPOBIANCO WEALTH MANAGEMENT, LLC

Member

yes

12/2019

Feb 11, 2020

Mar 22, 2024

CAPOBIANCO, NICHOLAS, BATTISTE

MEMBER/OWNER

yes

12/2019

Feb 11, 2020

Mar 22, 2024

MASTERS, KELLIE, MARIE

CHIEF COMPLIANCE OFFICER

yes

12/2019

Feb 11, 2020

Mar 22, 2024

MHCS WEALTH MANAGEMENT, LLC

Member

yes

12/2019

Feb 11, 2020

Mar 22, 2024

PEARSON WEALTH MANAGEMENT, LLC

Member

yes

12/2019

Feb 11, 2020

Mar 22, 2024

PEARSON, JONATHAN, CHAPMAN

MEMBER/OWNER

yes

12/2019

Feb 11, 2020

Mar 22, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 19, 2026

$539M

n/a

2024

Mar 24, 2025

$453M

n/a

2023

Mar 22, 2024

$399M

n/a

2022

Mar 20, 2023

$346M

n/a

2021

Mar 12, 2022

$344M

n/a

2020

Mar 25, 2021

$297M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$539M

$453M

19.1%

$346M

15.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

Dec 19, 2019

Dec 13, 2019

DES MOINES, IA

Team lift out

Ibd to RIA

0.0%