DFX Intelligence

Data Factory

RIA / WealthAdvisor27 years in industry

ROBERT WILLIAM FLORA

Advisor at SAGE ADVISORY SERVICES LTD CO

AUSTIN, TX | Perry Hall, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a87fce93-0bce-83d5-72aa-3ef5b14f1e8a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 22, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SAGE ADVISORY SERVICES LTD CO
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 2, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Dec 2, 1998
First registration: Jan 22, 2002
Dual registered: no
Other names: ROBERT WILLIAM FLORA|BOB FLORA|Robert W Flora
IAPD individual key: 3109543

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SAGE ADVISORY SERVICES LTD CO	Mixed wealth	Sep 30, 2024	n/a	yes	AUSTIN, TX\|Perry Hall, MD	Current employment
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Jul 12, 2017	Dec 15, 2023	no	ATLANTA, GA\|BALTIMORE, MD	Previous registration
TRAN CAPITAL MANAGEMENT, L.P.	Independent wealth	Nov 27, 2013	Dec 15, 2016	no	SAN RAFAEL, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Feb 8, 2012	no	PURCHASE, NY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 21, 2006	Jun 1, 2009	no	BALTIMORE, MD\|NEW YORK, NY\|NEW YORK, NY	Previous registration
LEGG MASON WOOD WALKER, INCORPORATED	n/a	Jan 22, 2002	Feb 21, 2006	no	BALTIMORE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUIST ADVISORY SERVICES, INC.	SAGE ADVISORY SERVICES LTD CO	Dec 15, 2023	Sep 30, 2024	290	Firm change	Ibd to RIA
TRAN CAPITAL MANAGEMENT, L.P.	TRUIST ADVISORY SERVICES, INC.	Dec 15, 2016	Jul 12, 2017	209	Firm change	Other
MORGAN STANLEY	TRAN CAPITAL MANAGEMENT, L.P.	Feb 8, 2012	Nov 27, 2013	658	Firm change after gap	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
LEGG MASON WOOD WALKER, INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Feb 21, 2006	Feb 21, 2006	0	Bulk transfer	Other

Relationships

Registered with (6)

→ SAGE ADVISORY SERVICES LTD CORegistered adviserregistration: current employment
Sep 30, 2024 to presentfactForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jul 12, 2017 to Dec 15, 2023factForm ADV
→ TRAN CAPITAL MANAGEMENT, L.P.Registered adviserregistration: previous registration
Nov 27, 2013 to Dec 15, 2016factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Feb 8, 2012factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 21, 2006 to Jun 1, 2009factForm ADV
→ LEGG MASON WOOD WALKER, INCORPORATEDRegistered adviserregistration: previous registration
Jan 22, 2002 to Feb 21, 2006factForm ADV

Dated events

Occurred
Dec 15, 2023
Advisor changed firm
Robert William Flora left Truist Advisory Services, Inc. for Sage Advisory Services Ltd Co (registered 2024-09-30)
Form ADVobserved 6 days ago