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RIA / WealthAdvisorCertified Financial Planner26 years in industry

BARBARA LINN HEIN

Advisor at FINANCIAL INVESTMENTS RESEARCH & MANAGEMENT LLC

CORALVILLE, IA

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Search this name across graphsid dfx:ria:a87fe4a8-1c5c-8f06-576f-62eca5912db8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 18, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FINANCIAL INVESTMENTS RESEARCH & MANAGEMENT LLC
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 10, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Feb 10, 2000
First registration: Feb 18, 2000
Dual registered: no
IAPD individual key: 4079052

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FINANCIAL INVESTMENTS RESEARCH & MANAGEMENT LLC	Former SEC adviser	Sep 17, 2018	n/a	yes	CORALVILLE, IA	Current employment
STEELEWORKS WEALTH MANAGEMENT	n/a	Mar 31, 2014	Feb 14, 2017	no	CLIVE, IA\|HIAWATHA, IA	Previous registration
GENEOS WEALTH MANAGEMENT, INC.	Bd affiliated wealth	Jun 16, 2009	Mar 31, 2014	no	SPOKANE, WA\|CLIVE, IA\|WINTERSET, IA\|Englewood, CO	Previous registration
WEALTH ADVISORS OF IOWA, LLC	Independent wealth	Feb 18, 2000	Jul 6, 2009	no	WEST DES MOINES, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STEELEWORKS WEALTH MANAGEMENT	FINANCIAL INVESTMENTS RESEARCH & MANAGEMENT LLC	Feb 14, 2017	Sep 17, 2018	580	Firm change after gap	Other
GENEOS WEALTH MANAGEMENT, INC.	STEELEWORKS WEALTH MANAGEMENT	Mar 31, 2014	Mar 31, 2014	0	Firm change	Other
WEALTH ADVISORS OF IOWA, LLC	GENEOS WEALTH MANAGEMENT, INC.	Jul 6, 2009	Jun 16, 2009	-20	Firm change	Other

Relationships

Registered with (4)

→ FINANCIAL INVESTMENTS RESEARCH & MANAGEMENT LLCRegistered adviserregistration: current employment
Sep 17, 2018 to presentfactForm ADV
→ STEELEWORKS WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Mar 31, 2014 to Feb 14, 2017factForm ADV
→ GENEOS WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Jun 16, 2009 to Mar 31, 2014factForm ADV
→ WEALTH ADVISORS OF IOWA, LLCRegistered adviserregistration: previous registration
Feb 18, 2000 to Jul 6, 2009factForm ADV

Dated events

No dated event names this entity yet.