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Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Coram, NY | MELVILLE, NY | MOUNT PLEASANT, SC | Miller Place, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 14, 2011 | n/a | yes | Coram, NY|MELVILLE, NY|MOUNT PLEASANT, SC|Miller Place, NY | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | May 27, 2008 | Jun 10, 2011 | no | EAST MEADOW, NY|MINEOLA, NY|LEVITTOWN, NY | Previous registration |
| IFMG SECURITIES, INC. | n/a | Oct 29, 2007 | May 27, 2008 | no | MINEOLA, NY|MINEOLA, NY|LEVITTOWN, NY|EAST MEADOW, NY | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Oct 20, 2004 | Aug 30, 2007 | no | PORT JEFFERSON, NY|PORT JEFFERSON, NY | Previous registration |
| QUICK & REILLY, INC. | n/a | Dec 16, 2003 | Oct 20, 2004 | no | ISLANDIA, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jun 10, 2011 | Jun 14, 2011 | 4 | Firm change | Other |
| IFMG SECURITIES, INC. | LPL FINANCIAL LLC | May 27, 2008 | May 27, 2008 | 0 | Bulk transfer | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | IFMG SECURITIES, INC. | Aug 30, 2007 | Oct 29, 2007 | 60 | Firm change | Other |
| QUICK & REILLY, INC. | BANC OF AMERICA INVESTMENT SERVICES, INC. | Oct 20, 2004 | Oct 20, 2004 | 0 | Bulk transfer | Other |