DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at I••••••••• F•••••••• G••••• L••
HOBOKEN, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I••••••••• F•••••••• G••••• L•• | Bd affiliated wealth | Sep 22, 2022 | n/a | yes | HOBOKEN, NJ | Current employment |
| K•••• M••••••••• | Former SEC adviser | Sep 21, 2017 | Sep 23, 2022 | no | Hoboken, NJ|Jersey City, NJ|PONTE VEDRA BEACH, FL|Hoboken, NJ|Hoboken, NJ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| K•••• M••••••••• | I••••••••• F•••••••• G••••• L•• | Sep 23, 2022 | Sep 22, 2022 | -1 | Firm change | Ibd to ibd |
| L•••••• F•••••••• D••••••••• I••• | K•••• M••••••••• | Aug 27, 2007 | Sep 21, 2017 |
| L•••••• F•••••••• D••••••••• I••• | n/a | Jul 28, 2005 | Aug 27, 2007 | no | BOSTON, MA|WILLIAMSPORT, PA | Previous registration |
| A••••••••• L••• | Other adviser | Jun 21, 2004 | Jul 20, 2005 | no | SECAUCUS, NJ | Previous registration |
| S•••••••• A••••••• L•• | National bd RIA | Jun 12, 2002 | Feb 18, 2003 | no | MORRISTOWN, NJ | Previous registration |
| 3,678 |
| Firm change after gap |
| Other |
| A••••••••• L••• | L•••••• F•••••••• D••••••••• I••• | Jul 20, 2005 | Jul 28, 2005 | 8 | Firm change | Other |
| S•••••••• A••••••• L•• | A••••••••• L••• | Feb 18, 2003 | Jun 21, 2004 | 489 | Firm change after gap | Other |