DFX Intelligence

P••• V••••• C•••••• P••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

P••• V••••• C•••••• P••••••• L••

CRD 330556

AUSTIN, TX

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Search this name across graphsid dfx:ria:a890d28e-b236-948e-ffcc-5941f9457462

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 10
On other graphs: 1
Observed: Jun 28, 2024 to Mar 31, 2026
4 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

P••• V••••• C•••••• P••••••• L••

Capital provider to sponsors · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.74 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $870M••• Locked
Discretionary RAUM: $644M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P••• V••••• C•••••• P••••••• E•••••••• F••• L•	Other Private Fund	$240M	Mar 31, 2026	11	Jun 28, 2024	reported	n/a
L•• S•• I• L••	Other Private Fund	$133M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
R••••••• L•••••• M•••••••	CHIEF COMPLIANCE OFFICER	Na	yes	01/2024	Jun 28, 2024	Jun 28, 2024
S••••••• J••••• R•••	MANAGING PARTNER	D	yes	10/2020	Jun 28, 2024	Jun 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P••• V••••• C•••••• P••••••• F••• I• G•• L•	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$870M	$535M	62.5%	n/a	n/a	10	9	0	0

Relationships

Advises (9)

→ P••• V••••• C•••••• P••••••• E•••••••• F••• L•Private fundOther Private Fund, IA
Jun 28, 2024 to presentfactForm ADV
→ P••• V••••• C•••••• C•••••••• I••• L•Private fundOther Private Fund, IA
Mar 31, 2026 to presentfactForm ADV
→ P••• V••••• C•••••• F••• I•• L•Private fundOther Private Fund, IA
Mar 31, 2026 to presentfactForm ADV
→ L•• S•• I• L••

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$335M
Occurred
Mar 31, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$97.9M
Occurred
Mar 31, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
$14.6M
Occurred
Mar 31, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a890d28e-b236-948e-ffcc-5941f9457462
First observed: Jun 28, 2024
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.