DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
P••• V••••• C•••••• P••••••• L••
Asset manager (funds and pooled vehicles), based in Austin, Texas, reporting $870M of regulatory assets.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Regulatory AUM
- $870M
- Advisors
- 0
- Net advisor flow, 12 months
- Not established
- RAUM change, last fiscal year
- +63%
- Private clients
- 0.0% of RAUM
Form ADV
IAPD
Form ADV, consecutive annual filings
Form ADV
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
- RAUM a year earlier $535MRAUM now $870M
- discretionary share of RAUM 0.740708096019126
- Contact points 2
Every filed figure, and the identifiersCRD 330556 · SEC 801-130818 · 4 filingsShowHide
CRD 330556SEC 801-130818First filing on the tape Jun 28, 2024, latest Mar 31, 2026SEC status approved since Aug 15, 2024IAPD
RAUM
$870M
reported, Item 5.F
Discretionary
74%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
8
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$870M as of Mar 31, 2026
Mar 31, 2025$535M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20250 then
Employees (5.A)10 as of Mar 31, 2026
Mar 31, 20259 then
Private funds8 as of Mar 31, 2026
Mar 31, 20256 then
RAUM +63% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $72.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 74%derivedof RAUM
- Institutional
- 8.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +63%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$644M90%
- Charitable organizations$69.4M9.7%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 12reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.74 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P••• V••••• C•••••• P••••••• E•••••••• F••• L• | Other Private Fund | $240M | 11 | Jun 28, 2024 |
| L•• S•• I• L•• | Other Private Fund | $133M | 2 | Mar 31, 2026 |
| P••• V••••• C•••••• C•••••••• I• L• | Other Private Fund | $97.9M | 10 | Mar 31, 2026 |
| P• M•• I••••••••• I• L• | Other Private Fund | $53.1M | 11 | Mar 31, 2026 |
| P••• V••••• C•••••• P••••••• S•• I•• L•no longer reported | Other Private Fund | $14.6M | 5 | Jun 28, 2024 |
| P••• V••••• C•••••• P••••••• S•• I••• L• | Other Private Fund | $11.4M | 20 | Jun 28, 2024 |
| P••• V••••• C•••••• F••• I•• L• | Other Private Fund | $0 | 2 | Mar 31, 2026 |
| P••• V••••• C•••••• F••• I•• L• | Other Private Fund | $0 | 2 | Mar 31, 2026 |
| P••• V••••• C•••••• C•••••••• I••• L• | Other Private Fund | $0 | 3 | Mar 31, 2026 |
Owners and control persons
Schedule A and B, latest filing
- R••••••• L•••••• M••••••• · Chief Compliance Officercontrolsince 01/2024 · owns less than 5%
- S••••••• J••••• R••• · Managing Partnercontrolsince 10/2020 · owns 50% to 75%
- V•••••• S••• T•••• · Managing Partnercontrolsince 10/2020 · owns 50% to 75%
Related persons
Schedule D 7.A
- P••• V••••• C•••••• P••••••• F••• I• G•• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Mar 31, 2026discretionary share of RAUM moved from 54.0% to 74.0% between the annual amendments of 2025-03-31 and 2026-03-31peers: asset managers, $500M to $1B (784)
What changed
consecutive filings, newest first
- Accounts · 17 to 12May 28, 2025 to Mar 31, 2026
- Advisory employees · 6 to 10May 28, 2025 to Mar 31, 2026
- Charity clients · 2 to 1May 28, 2025 to Mar 31, 2026
- Pooled vehicle clients · 7 to 8May 28, 2025 to Mar 31, 2026
- Employees · 9 to 10May 28, 2025 to Mar 31, 2026
- Private funds · 6 to 8May 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $286M to $644MMay 28, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $249M to $225MMay 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $286M to $644MMay 28, 2025 to Mar 31, 2026
- RAUM · $535M to $870MMay 28, 2025 to Mar 31, 2026
- Accounts · 15 to 17Mar 31, 2025 to May 28, 2025
- Charity clients · 1 to 2Mar 31, 2025 to May 28, 2025
- Financial planning clients · unset to Mar 31, 2025 to May 28, 2025
- Accounts · 11 to 15Jun 28, 2024 to Mar 31, 2025
- Advisory employees · 4 to 6Jun 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 3 to 7Jun 28, 2024 to Mar 31, 2025
- Employees · 7 to 9Jun 28, 2024 to Mar 31, 2025
- Private funds · 3 to 6Jun 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $25.3M to $286MJun 28, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $213M to $249MJun 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $25.3M to $286MJun 28, 2024 to Mar 31, 2025
- RAUM · $238M to $535MJun 28, 2024 to Mar 31, 2025
Signals
10 dated events
- ••• LockedMar 31, 2026 · RAUM change · derived
- ••• LockedMar 31, 2026 · private fund no longer reported · inference
- ••• LockedMar 31, 2026 · private fund first reported · fact
- ••• LockedMar 31, 2026 · private fund first reported · fact
- ••• LockedMar 31, 2026 · private fund first reported · fact
- ••• LockedMar 31, 2026 · private fund first reported · fact
- ••• LockedMar 31, 2026 · private fund first reported · fact
- ••• LockedMar 31, 2026 · private fund first reported · fact
- ••• LockedMar 31, 2025 · RAUM change · derived
- ••• LockedJun 28, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P••• V••••• C•••••• P••••••• L•• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Website
- ••• Lockedreportedpublic record, Form ADV, Mar 31, 2026
- Principal office phone
- ••• Lockedreportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026