DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at EDWARD JONES
ELKINS, WV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Jun 13, 2014 | n/a | yes | ELKINS, WV | Current employment |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Feb 22, 2013 | May 29, 2014 | no | ELKINS, WV|PITTSBURGH, PA | Previous registration |
| CETERA INVESTMENT SERVICES LLC | Former SEC adviser | Dec 8, 2004 | Dec 15, 2011 | no | ELKINS, WV|ELKINS, WV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VOYA FINANCIAL ADVISORS, INC. | EDWARD JONES | May 29, 2014 | Jun 13, 2014 | 15 | Firm change | Other |
| CETERA INVESTMENT SERVICES LLC | VOYA FINANCIAL ADVISORS, INC. | Dec 15, 2011 | Feb 22, 2013 | 435 | Firm change after gap | Other |