DFX Intelligence

F•• I••••••••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserOther adviserSEC registeredRAUM 100m 1b

F•• I••••••••• G••••• L••

CRD 163641

PENSACOLA, FL

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Data as of May 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 14
On other graphs: 2
Observed: Apr 5, 2012 to May 27, 2026
56 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

F•• I••••••••• G••••• L••

Private equity manager · key_crd, key_sfn_adviser, shared_crd

Independent Sponsorsidentity

F•• I••••••••• G••••• L••

Capital provider to sponsors · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.12 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $762M••• Locked
Discretionary RAUM: $736M
Private client RAUM: $90.7Mderived••• Locked
Private client share: 12%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 13
RAUM per advisor: $58.6Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
N•••• M••••• L•••••	n/a	PENSACOLA, FL	14	26	3	no
J•••••••• D•••• H•••••	n/a	PENSACOLA, FL \| Pensacola, FL	14	18

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P•••••••• T••••• F••• I• L•	Private Equity Fund	$40.0M	May 27, 2026	0	May 27, 2026	reported	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••••• J••••••••• D••••	MANAGING MEMBER	C	yes	10/2019	Apr 5, 2012	Oct 9, 2024
L•••••• N••••• M•••••	MEMBER/INVESTMENT ADVISOR REPRESENTATIVE	D	yes	03/2012	Apr 5, 2012	Oct 9, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F• A••••••• I•••	n/a	n/a	n/a	N	yes	n/a
F•• T•• L••	n/a	n/a	n/a	N	yes	n/a
J•••• R•••••• W••••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Atmore	Al	United States	1	no
SAN DIEGO	CA	United States	1	no
SANTA ANA	CA	United States	1	no
Kennesaw	Ga	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	2	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$762M	$710M	7.4%	$509M	14.4%	12	13	7	7

Relationships

Advises (1)

→ P•••••••• T••••• F••• I• L•Private fundPrivate Equity Fund, IA
May 27, 2026 to presentfactForm ADV

Registered with (14)

← M•••••• C••••••••• D•••••Advisorregistration: current employment
Mar 2, 2026 to presentfactForm ADV
← M••• H• N••••••Advisorregistration: current employment
Jun 25, 2025 to presentfactForm ADV
←

Dated events

Order

Occurred
27 May 2026
Ria ownership band change
••• Locked
Form ADV
Occurred
27 May 2026
Private fund first reported
••• Locked
Form ADV
$40.0M
Occurred
27 May 2026
Ria principal change
••• Locked
Form ADV
Occurred
27 May 2026
Ria office opened
••• Locked
Form ADV
Occurred
27 May 2026
Ria office closed2 events
F•• I••••••••• G••••• L••: ria office closed, 2 events, on 27 May 2026
- ••• Locked
- ••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 5, 2012
Last observed: May 27, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 13 rows

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
K••• R• E••••••	n/a	PENSACOLA, FL	1	14	n/a	no
M••• H• N••••••	n/a	PENSACOLA, FL \| Mesa, AZ	1	13	n/a	no
M•••••• C••••••••• D•••••	n/a	PENSACOLA, FL	0	25	4	no

All 14 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 29, 2016	$585M	$585M	7	6	n/a	n/a	n/a
2014	Mar 31, 2015	$439M	$439M	7	6	n/a	n/a	n/a
2013	Apr 1, 2014	$386M	$386M	9	6	n/a	n/a	n/a
2012	Apr 1, 2013	$378M	$378M	8	5	n/a	n/a	n/a