DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•• I••••••••• G••••• L••
Latest filing May 27, 2026
First filing on the tape Apr 5, 2012 · 56 filings
SEC status approved since Apr 30, 2012
RAUM
$762M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
12%
$90.7M individuals and HNW
Advisors
13
registered through the firm on IAPD
RAUM per advisor
$58.6M
derived; firm RAUM over IAPD count
Employees
12
12 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
1
reported on Schedule D
History
56 filings and snapshots on the tape
RAUM$762M as of May 27, 2026
Apr 1, 2013$378M then
HNW client RAUM$80.4M as of May 27, 2026
Mar 15, 2018$29.0M then
State-registered IARs (5.B.3)12 as of May 27, 2026
Apr 1, 20134 then
Employees (5.A)12 as of May 27, 2026
Apr 1, 20138 then
Private funds1 as of May 27, 2026
Mar 20, 20261 then
RAUM +7.4% over the last fiscal year+14% a year over threeIARs 13 to 12
Practice profile
derived from the filing of May 27, 2026; every figure names its basis
- RAUM per advisor
- $58.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 3derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.5MderivedHNW RAUM over HNW clients
- Average account
- $6.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 1.6derived8 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -6.8%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminars, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$80.4M69%
- Corporations and businesses$25.4M22%
- Individuals$10.3M8.9%
- Charitable organizations$116,1350.1%
- Individual clients
- 23reported
- HNW clients
- 18reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 124reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.12 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
13 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| N•••• M••••• L••••• | Pensacola, Fl | May 7, 2012 | 26 y | 3 |
| J•••••••• D•••• H••••• | Pensacola, Fl | May 8, 2012 | 18 y | 1 |
| D••••• K••••• | Pensacola, Fl | Apr 2, 2013 | 26 y | 2 |
| J•••• R•••••• W•••• | Pensacola, Fl | Feb 27, 2014 | 12 y | 0 |
| B•••• J•••••• A•••• | Pensacola, Fl | Jul 5, 2017 | 19 y | 1 |
| E••• W••••• C••••••• | San Diego, Ca | Mar 26, 2021 | 32 y | 1 |
| J•••• A••••• W•••Chartered Financial Analyst | Pensacola, Fl | Jan 6, 2023 | 14 y | 1 |
| S••••• T••• E••••Certified Financial Planner | Huntington Beach, Ca | Aug 31, 2023 | 11 y | 2 |
| J•••• P••• H••••• | Pensacola, Fl | Mar 5, 2025 | 16 y | 0 |
| M•••••• W•••••• B•••• | Pensacola, Fl | Mar 7, 2025 | 25 y | 2 |
| K••• R• E•••••• | Pensacola, Fl | Apr 7, 2025 | 14 y | 0 |
| M••• H• N•••••• | Pensacola, Fl | Jun 25, 2025 | 13 y | 0 |
| M•••••• C••••••••• D••••• | Pensacola, Fl | Mar 2, 2026 | 25 y | 4 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- N•••••••• F•••• A•••• to T• A••••••••• I••••••••• M••••••••• L••Jul 11, 2022 · Other
Joined, latest
- M•••••• C••••••••• D••••• from C••••• I••••••••• S••••••• L••Mar 2, 2026 · Other
- M•••••• W•••••• B•••• from A•••••• I••••••••• M••••••••• C•••••• L••Mar 7, 2025 · Other
- S••••• T••• E•••• from R•••••• I•••••••••Aug 31, 2023 · Other
- J•••• A••••• W••• from W•••••• A•••••••• L••Jan 6, 2023 · Other
- N•••••••• F•••• A•••• from C•••••• S••••• • C••• I•••May 17, 2021 · Other
- E••• W••••• C••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Mar 26, 2021 · Other
- B•••• J•••••• A•••• from E•••••• C•••••• M••••••••• L••Jul 5, 2017 · Other
- D••••• K••••• from W•••••• A•••••••• L••Apr 2, 2013 · Other
- J•••••••• D•••• H••••• from O••••••••• C•••• W••••• A•••••••• L••May 8, 2012 · Other
- N•••• M••••• L••••• from O••••••••• C•••• W••••• A•••••••• L••May 7, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• J••••••••• D•••• · Managing Membercontrolsince 10/2019 · owns 25% to 50%
- L•••••• N••••• M••••• · Member/Investment Advisor Representativecontrolsince 03/2012 · owns 50% to 75%
- W•••• J••••• A••••• · Member/Chief Investment Officer/Chief Compliance Officercontrolsince 01/2023 · owns 5% to 10%
- W••••• J••••• R•••••• · Member/Investment Advisor Representativecontrolsince 04/2022 · owns 10% to 25%
- C•••••••• E•••• W••••• · Member/Investment Advisor Representativesince 04/2022 · owns 5% to 10%
Related persons
Schedule D 7.A
- F• A••••••• I•••real estaten
- F•• T•• L••real estaten
- J•••• R•••••• W••••insurancen
- P•••••••• G••••• P•••••••investment advisern
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Pensacola, Fl · principal | 13 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Atmore, AL1 employees
- Kennesaw, GA1 employees
- San Diego, CA1 employees
- Santa Ana, CA1 employees
What changed
consecutive filings, newest first
- Advisory employees · 13 to 12Mar 20, 2026 to May 27, 2026
- Employees · 13 to 12Mar 20, 2026 to May 27, 2026
- State-registered IARs · 13 to 12Mar 20, 2026 to May 27, 2026
- Accounts · 152 to 124Jan 13, 2026 to Mar 20, 2026
- Corporate clients · 1 to 4Jan 13, 2026 to Mar 20, 2026
- Individual clients · 26 to 23Jan 13, 2026 to Mar 20, 2026
- Pension plan clients · 0.0 to unsetJan 13, 2026 to Mar 20, 2026
- Pooled vehicle clients · 0.0 to unsetJan 13, 2026 to Mar 20, 2026
- Other offices · 8 to 7Jan 13, 2026 to Mar 20, 2026
- Private funds · unset to 1Jan 13, 2026 to Mar 20, 2026
- Discretionary RAUM · $684M to $736MJan 13, 2026 to Mar 20, 2026
- HNW RAUM · $77.2M to $80.4MJan 13, 2026 to Mar 20, 2026
- Individual RAUM · $9.3M to $10.3MJan 13, 2026 to Mar 20, 2026
- Non-discretionary RAUM · $25.9M to $25.4MJan 13, 2026 to Mar 20, 2026
- Pension RAUM · 0.0 to unsetJan 13, 2026 to Mar 20, 2026
- Pooled vehicle RAUM · 0.0 to unsetJan 13, 2026 to Mar 20, 2026
- RAUM · $710M to $762MJan 13, 2026 to Mar 20, 2026
- Related insurance company · true to falseJan 13, 2026 to Mar 20, 2026
- Advisory employees · 14 to 13Jul 11, 2025 to Jan 13, 2026
- Employees · 14 to 13Jul 11, 2025 to Jan 13, 2026
- State-registered IARs · 14 to 13Jul 11, 2025 to Jan 13, 2026
- Advisory employees · 13 to 14Jun 23, 2025 to Jul 11, 2025
- Employees · 13 to 14Jun 23, 2025 to Jul 11, 2025
- Financial planning clients · 1-10 to 1-10Jun 23, 2025 to Jul 11, 2025
- State-registered IARs · 13 to 14Jun 23, 2025 to Jul 11, 2025
- Other offices · 7 to 8Apr 22, 2025 to Jun 23, 2025
- Advisory employees · 9 to 13Feb 19, 2025 to Apr 22, 2025
- Employees · 9 to 13Feb 19, 2025 to Apr 22, 2025
- State-registered IARs · 9 to 13Feb 19, 2025 to Apr 22, 2025
- Other offices · 6 to 7Feb 19, 2025 to Apr 22, 2025
- Related broker-dealer · false to trueFeb 19, 2025 to Apr 22, 2025
- Other offices · 5 to 6Jan 31, 2025 to Feb 19, 2025
- Accounts · 143 to 152Oct 9, 2024 to Jan 31, 2025
- Individual clients · 22 to 26Oct 9, 2024 to Jan 31, 2025
- Other offices · 4 to 5Oct 9, 2024 to Jan 31, 2025
- Discretionary RAUM · $594M to $684MOct 9, 2024 to Jan 31, 2025
- HNW RAUM · $71.7M to $77.2MOct 9, 2024 to Jan 31, 2025
- Individual RAUM · $8.7M to $9.3MOct 9, 2024 to Jan 31, 2025
- Non-discretionary RAUM · $4.3M to $25.9MOct 9, 2024 to Jan 31, 2025
- RAUM · $598M to $710MOct 9, 2024 to Jan 31, 2025
Signals
8 dated events
- Andrew J•••• Webb (Member/Chief Investment Officer) appeared on Schedule A of F•• I••••••••• G••••• L••Mar 1, 2023 · Control person joined · fact
- N•••••••• F•••• A•••• left F•• I••••••••• G••••• L•• for T• A••••••••• I••••••••• M••••••••• L•• (registered 2022-08-03)Jul 11, 2022 · Advisor changed firm · fact
- Randall J•••• Wells (Chief Compliance Officer) appeared on Schedule A of F•• I••••••••• G••••• L••Apr 21, 2022 · Control person joined · fact
- F•• I••••••••• G••••• L•• reported RAUM $673.1M, up 49% from $450.3M (2022-02-08 to 2022-03-19)Mar 19, 2022 · RAUM change · derived
- J•••• Micheal Alexander (Chief Compliance Officer) no longer on Schedule A of F•• I••••••••• G••••• L•• (listed 2021-08-19, absent 2022-02-08)Feb 8, 2022 · Control person left · inference
- J•••• Micheal Alexander (Chief Compliance Officer) appeared on Schedule A of F•• I••••••••• G••••• L••Oct 31, 2019 · Control person joined · fact
- M. Taylor Fuller (Chief Compliance Officer) no longer on Schedule A of F•• I••••••••• G••••• L•• (listed 2019-03-13, absent 2019-10-31)Oct 31, 2019 · Control person left · inference
- F• A••••••• I••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Apr 1, 2014 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- F•• I••••••••• G••••• L•• · Independent Sponsorsshared crd · capital_provider
- F•• I••••••••• G••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/fsa-investment-groupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (850) 696-1550reportedpublic record, Form ADV, May 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $58.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026