DFX Intelligence

S•••• A•••• U••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

S•••• A•••• U••••••

Advisor at T•• M••••• G••••• L••

CHICAGO, IL

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Search this name across graphsid dfx:ria:a8a11321-7ba5-060c-b94e-f526a2e2bb16

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 9, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• M••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 20, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• M••••• G••••• L••	Independent wealth	Apr 19, 2018	n/a	yes	CHICAGO, IL	Current employment
P•••••• A•••••• G••••• L••	Bd affiliated wealth	Nov 30, 2012	Jun 5, 2018	no	HOUSTON, TX\|MORRISTOWN, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• A•••••• G••••• L••	T•• M••••• G••••• L••	Jun 5, 2018	Apr 19, 2018	-47	Firm change after gap	RIA to RIA
C•••••••• F•••••••• G•••• A•••••••	P•••••• A•••••• G••••• L••	Dec 19, 2012	Nov 30, 2012

Relationships

Registered with (6)

→ T•• M••••• G••••• L••Registered adviserregistration: current employment
Apr 19, 2018 to presentfactForm ADV
→ P•••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Nov 30, 2012 to Jun 5, 2018factForm ADV
→ C•••••••• F•••••••• G•••• A•••••••Registered adviserregistration: previous registration
Mar 10, 2009 to Dec 19, 2012factForm ADV
→ L•• F•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a8a11321-7ba5-060c-b94e-f526a2e2bb16
First observed: Jun 9, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.