DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

Gary Andrew Miller

Advisor at MORGAN STANLEY

Houston, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a8b82cac-9bca-0e7a-b6ab-02925876eb29

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 3, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 16, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: May 16, 1996
First registration: Jan 3, 2012
Dual registered: yes, broker-dealer
IAPD individual key: 2739824

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Sep 25, 2020	n/a	yes	Houston, TX	Current employment
B RILEY WEALTH MANAGEMENT	Former SEC adviser	Oct 21, 2013	Oct 20, 2020	no	Houston, TX	Previous registration
ALAMO ASSET ADVISORS	Former SEC adviser	Mar 14, 2013	Aug 14, 2013	no	SAN ANTONIO, TX	Previous registration
WFG ADVISORS, LP	Former SEC adviser	Jan 3, 2012	Oct 24, 2013	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B RILEY WEALTH MANAGEMENT	MORGAN STANLEY	Oct 20, 2020	Sep 25, 2020	-25	Firm change	Ibd to wirehouse
WFG ADVISORS, LP	ALAMO ASSET ADVISORS	Oct 24, 2013	Mar 14, 2013	-224	Firm change after gap	Other
ALAMO ASSET ADVISORS	B RILEY WEALTH MANAGEMENT	Aug 14, 2013	Oct 21, 2013	68	Firm change	Other

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Sep 25, 2020 to presentfactForm ADV
→ B RILEY WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Oct 21, 2013 to Oct 20, 2020factForm ADV
→ WFG ADVISORS, LPRegistered adviserregistration: previous registration
Jan 3, 2012 to Oct 24, 2013factForm ADV
→ ALAMO ASSET ADVISORSRegistered adviserregistration: previous registration
Mar 14, 2013 to Aug 14, 2013factForm ADV

Dated events

No dated event names this entity yet.