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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ALAMO ASSET ADVISORS

ALAMO INVESTMENT ADVISORS, LLC, CRD 140166

SAN ANTONIO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:48d15e17-3aed-e4de-342a-e755b1769d8c

Data as of Oct 23, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Oct 23, 2013
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $183MItem 5.F on the latest filing (2013-10-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $183M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Accounts: 1,800
SEC number: 801-70582
CRD: 140166
Filings on the tape: 5
First filed: Mar 29, 2012
Latest filed: Oct 23, 2013
Organised: Limited Liability Company, Texas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GOLIGHTLY, WILLARD, LEE	PRESIDENT AND CHIEF COMPLIANCE OFFICER	E	yes	03/2013	Mar 29, 2012	Oct 23, 2013

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Mar 8, 2013	$281M	$253M	11	11	n/a	n/a	n/a
2011	Mar 29, 2012	$239M	$189M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$183M	$239M	-23.5%	n/a	n/a	3	n/a	n/a	n/a

Relationships

Controls (1)

← GOLIGHTLY, WILLARD, LEEOwnerPRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 29, 2012 to presentfactForm ADV

Registered with (7)

← KEITH DOW POWELLAdvisorregistration: previous registration
Oct 4, 2013 to Oct 18, 2013factForm ADV
← ERIC PAUL ZEITLERAdvisorregistration: previous registration
Sep 1, 2008 to Aug 30, 2013factForm ADV
← MICHAEL GRANT SIMPTONAdvisorregistration: previous registration
Sep 28, 2012 to Aug 30, 2013factForm ADV
← MARK ANTON GROESBECKAdvisorregistration: previous registration
Jan 26, 2011 to Aug 20, 2013factForm ADV
← Gary Andrew MillerAdvisorregistration: previous registration
Mar 14, 2013 to Aug 14, 2013factForm ADV
← GARY CHARLES HAACKAdvisorregistration: previous registration
Sep 18, 2009 to Aug 7, 2013factForm ADV
← KELLY GLEN COMPTONAdvisorregistration: previous registration
May 11, 2006 to May 28, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:48d15e17-3aed-e4de-342a-e755b1769d8c
First observed: Mar 29, 2012
Last observed: Oct 23, 2013 157 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALAMO ASSET ADVISORS

ALAMO INVESTMENT ADVISORS, LLC, CRD 140166

SAN ANTONIO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:48d15e17-3aed-e4de-342a-e755b1769d8c

Data as of Oct 23, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:48 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GOLIGHTLY, WILLARD, LEE

PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

03/2013

Mar 29, 2012

Oct 23, 2013

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Mar 8, 2013

$281M

$253M

n/a

2011

Mar 29, 2012

$239M

$189M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$183M

$239M

-23.5%

n/a