DFX Intelligence
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Reading the graph
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Advisor at V••• R•••• C••••••• L••
BELLINGHAM, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V••• R•••• C••••••• L•• | State registered | Dec 12, 2014 | n/a | yes | BELLINGHAM, WA | Current employment |
| C••••• A••••••• L•• | Former SEC adviser | Feb 28, 2012 | Dec 18, 2014 | no | Everson, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• A••••••• L•• | V••• R•••• C••••••• L•• | Dec 18, 2014 | Dec 12, 2014 | -6 | Firm change | Other |
| P•••••• W••• F•••••••• C••••••••• I•• | C••••• A••••••• L•• | Feb 28, 2012 | Feb 28, 2012 |
| P•••••• W••• F•••••••• C••••••••• I•• | Former SEC adviser | Jul 11, 2011 | Feb 28, 2012 | no | RENTON, WA | Previous registration |
| W•••••• • R••• | Former SEC adviser | Apr 29, 2009 | Jul 21, 2011 | no | SEATTLE, WA | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| W•••••• • R••• | P•••••• W••• F•••••••• C••••••••• I•• | Jul 21, 2011 | Jul 11, 2011 | -10 | Firm change | Other |