RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• C•••• V•••
- V••• R•••• C••••••• L•• state registered currentsince Dec 12, 2014 · Bellingham, Wa
- C••••• A••••••• L•• formerFeb 28, 2012 to Dec 18, 2014 · Everson, Wa
- P•••••• W••• F•••••••• C••••••••• I•• formerJul 11, 2011 to Feb 28, 2012 · Renton, Wa
- W•••••• • R••• formerApr 29, 2009 to Jul 21, 2011 · Seattle, Wa
- C••••• A••••••• L•• to V••• R•••• C••••••• L••left Dec 18, 2014, registered Dec 12, 2014 (-6 days) · Other
- P•••••• W••• F•••••••• C••••••••• I•• to C••••• A••••••• L••left Feb 28, 2012, registered Feb 28, 2012 (0 days) · corporate re-registration, not a move
- W•••••• • R••• to P•••••• W••• F•••••••• C••••••••• I••left Jul 21, 2011, registered Jul 11, 2011 (-10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address