DFX Intelligence

C•••••• E••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

C•••••• E••••• D•••••

Advisor at F••••• W••••• M••••••••• L•••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a8c1d634-7b72-c405-6356-cf73d93bc0c1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Aug 28, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• W••••• M••••••••• L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• W••••• M••••••••• L•••	Independent wealth	Sep 14, 2023	n/a	yes	Naples, FL\|Shelby Township, MI\|BRIGHTON, MI	Current employment
T•••••••• L••	Former SEC adviser	Nov 2, 2022	Dec 13, 2023	no	Brighton, MI\|SARASOTA, FL\|Brighton, MI\|Clarkston, MI\|Shelby Township, MI\|Traverse City, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••••••• L••	F••••• W••••• M••••••••• L•••	Dec 13, 2023	Sep 14, 2023	-90	Firm change after gap	RIA to new firm
M• C•••••• M••••••••• L••	T•••••••• L••	Nov 15, 2022	Nov 2, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
292482:327434:MI:2023-12-13	Dec 13, 2023	Sep 14, 2023	BRIGHTON, MI	Firm change after gap

Relationships

Registered with (5)

→ F••••• W••••• M••••••••• L•••Registered adviserregistration: current employment
Sep 14, 2023 to presentfactForm ADV
→ T•••••••• L••Registered adviserregistration: previous registration
Nov 2, 2022 to Dec 13, 2023factForm ADV
→ M• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 18, 2022 to Nov 15, 2022factForm ADV
→ C••••• A••••••• L••

Dated events

Occurred
Dec 13, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 15, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 2, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a8c1d634-7b72-c405-6356-cf73d93bc0c1
First observed: Aug 28, 2018
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.