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Advisor at DOUBLE DIAMOND INVESTMENT GROUP, LLC
DELRAY BEACH, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DOUBLE DIAMOND INVESTMENT GROUP, LLC | Former SEC adviser | Jan 25, 2010 | n/a | yes | DELRAY BEACH, FL | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jul 22, 2002 | Jan 14, 2010 | no | FLORHAM PARK, NJ|FLORHAM PARK, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | DOUBLE DIAMOND INVESTMENT GROUP, LLC | Jan 14, 2010 | Jan 25, 2010 | 11 | Firm change | Other |