DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Andrew Ross Bodner
Certified Financial Planner
Feed of 09/14/2026
Also filed as Andrew Ross Herman
At current firm
16 y
since Jan 25, 2010
In the industry
38 y
since Dec 17, 1987 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Double Diamond Investment Group, LLC former currentsince Jan 25, 2010 · Delray Beach, Fl
- UBS Financial Services Inc. wirehouseJul 22, 2002 to Jan 14, 2010 · Florham Park, Nj
Moves
a registration end followed by a registration begin elsewhere
- UBS Financial Services Inc. to Double Diamond Investment Group, LLCleft Jan 14, 2010, registered Jan 25, 2010 (11 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address