DFX Intelligence

T••••••• M••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor37 years in industry

T••••••• M••••• S••••••

Advisor at A••••••• C•••••• M••••••••• L••

RIDGEWOOD, NJ | Sandown , NH

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Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 20, 2018 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 4, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• C•••••• M••••••••• L••	Independent wealth	Sep 8, 2021	n/a	yes	RIDGEWOOD, NJ\|Sandown , NH	Current employment
M••••••• W••••• P•••••• C••••• G••••• L••	Independent wealth	Dec 20, 2018	Sep 7, 2021	no	RYE, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• W••••• P•••••• C••••• G••••• L••	A••••••• C•••••• M••••••••• L••	Sep 7, 2021	Sep 8, 2021	1	Firm change	RIA to RIA

Relationships

Registered with (2)

→ A••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Sep 8, 2021 to presentfactForm ADV
→ M••••••• W••••• P•••••• C••••• G••••• L••Registered adviserregistration: previous registration
Dec 20, 2018 to Sep 7, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 20, 2018
Last observed: Sep 19, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.