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Advisor at COLONIAL TRUST ADVISORS, INC.
Charleston, SC | SPARTANBURG, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COLONIAL TRUST ADVISORS, INC. | Independent wealth | May 30, 2019 | n/a | yes | Charleston, SC|SPARTANBURG, SC | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Nov 5, 2004 | May 19, 2005 | no | NORTH CHARLESTON, SC | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 21, 2004 | Nov 1, 2004 | no | MOUNT PLEASANT, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | COLONIAL TRUST ADVISORS, INC. | May 19, 2005 | May 30, 2019 | 5,124 | Firm change after gap | Wirehouse to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Nov 1, 2004 | Nov 5, 2004 | 4 | Firm change | Wirehouse to wirehouse |