DFX Intelligence
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Reading the graph
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Advisor at C••••• I••••••••• A••••••• L••
MINNEAPOLIS, MN | BLOOMINGTON, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Jun 29, 2023 | n/a | yes | MINNEAPOLIS, MN|BLOOMINGTON, MN | Current employment |
| A••••••••• W••••• P••••••• | Independent wealth | Feb 3, 2014 | Sep 9, 2019 | no | SHOREVIEW, MN|MINNETONKA, MN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••••• W••••• P••••••• | C••••• I••••••••• A••••••• L•• | Sep 9, 2019 | Jun 29, 2023 | 1,389 | Firm change after gap | RIA to ibd |
| A••••••••• F•••••••• S•••••••• L•• | A••••••••• W••••• P••••••• | May 20, 2009 | Feb 3, 2014 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 113074:105644:MN:2019-09-09 | Sep 9, 2019 | Jun 29, 2023 | MINNETONKA, MN | Firm change after gap |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Nov 18, 2008 | May 20, 2009 | no | NEW BRIGHTON, MN|NEW BRIGHTON, MN | Previous registration |
| 1,720 |
| Firm change after gap |
| Other |