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RIA / WealthAdvisor19 years in industry

WHEELOCK RICHARD BINGHAM

Advisor at BINGHAM PRIVATE WEALTH, LLC

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:a8e2a708-c938-4e6d-6962-2bd0460a8768

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 2, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BINGHAM PRIVATE WEALTH, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 29, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Dec 29, 2006
First registration: Jan 2, 2007
Dual registered: no
IAPD individual key: 5267248

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BINGHAM PRIVATE WEALTH, LLC	Independent wealth	Sep 20, 2024	n/a	yes	SAN FRANCISCO, CA	Current employment
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Jun 10, 2014	May 24, 2024	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA	Previous registration
STERNE AGEE ASSET MANAGEMENT, INC.	Former SEC adviser	Oct 26, 2011	Jun 19, 2014	no	SAN FRANCISCO, CA	Previous registration
SAVANT INVESTMENT GROUP, LLC	Former SEC adviser	Jan 2, 2007	Nov 30, 2010	no	EMERYVILLE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STIFEL, NICOLAUS & COMPANY, INCORPORATED	BINGHAM PRIVATE WEALTH, LLC	May 24, 2024	Sep 20, 2024	119	Firm change	Ibd to RIA
STERNE AGEE ASSET MANAGEMENT, INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Jun 19, 2014	Jun 10, 2014	-9	Firm change	Other
SAVANT INVESTMENT GROUP, LLC	STERNE AGEE ASSET MANAGEMENT, INC.	Nov 30, 2010	Oct 26, 2011	330	Firm change	Other

Relationships

Registered with (4)

→ BINGHAM PRIVATE WEALTH, LLCRegistered adviserregistration: current employment
Sep 20, 2024 to presentfactForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Jun 10, 2014 to May 24, 2024factForm ADV
→ STERNE AGEE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Oct 26, 2011 to Jun 19, 2014factForm ADV
→ SAVANT INVESTMENT GROUP, LLCRegistered adviserregistration: previous registration
Jan 2, 2007 to Nov 30, 2010factForm ADV

Dated events

Occurred
May 24, 2024
Advisor changed firm
Wheelock Richard Bingham left Stifel, Nicolaus & Company, Incorporated for Bingham Private Wealth, Llc (registered 2024-09-20)
Form ADVobserved 5 days ago