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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

SAVANT INVESTMENT GROUP, LLC

CRD 108810

EMERYVILLE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c28c9aa6-6200-0666-fe7c-5d5dc85e771c

Data as of Jun 29, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 4
On other graphs: 1
Observed: Mar 29, 2012 to Jun 29, 2021
22 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Savant Investment Group, LLC

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $675MItem 5.F on the latest filing (2021-06-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $675M
Private client RAUM: $449MderivedItem 5.D individuals plus high net worth individuals
Private client share: 67%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 651
Individual clients: 113
High net worth clients: 104
Custody, client assets: $540,297
SEC number: 801-40063
CRD: 108810
Filings on the tape: 22
First filed: Mar 29, 2012
Latest filed: Jun 29, 2021
Organised: Limited Liability Company, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LUMMER, SCOTT, LAURENCE	CHIEF EXECUTIVE OFFICER AND PRINCIPAL OWNER	E	yes	03/2015	Mar 29, 2012	Jun 29, 2021
LUMMER, SCOTT, LAURENCE	MANAGING MEMBER	Na	yes	03/2013	Mar 29, 2012	Jun 29, 2021
THE SAVANT GROUP, INC.	Owner	E	yes	12/2009	Mar 31, 2014	Jun 29, 2021
SOMMERS, LORRAINE, MAE	CHIEF COMPLIANCE OFFICER	Na	no	03/2015	Apr 1, 2015	Jun 29, 2021

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 24, 2021	$675M	$675M	8	4	0	n/a	n/a
2019	Mar 31, 2020	$651M	$651M	9	5	1	n/a	n/a
2018	Feb 12, 2019	$555M	$555M	11	6	1	n/a	n/a
2017	Feb 15, 2018	$597M	$597M	10	5	1	n/a	n/a
2016	Feb 23, 2017	$683M	$683M	11	6	n/a	n/a	n/a
2015	Mar 1, 2016	$731M	$731M	12	7	n/a	n/a	n/a
2014	Apr 1, 2015	$764M	$764M	12	8	n/a	n/a	n/a
2013	Mar 31, 2014	$741M	$741M	11	8	n/a	n/a	n/a
2012	Mar 28, 2013	$648M	$648M	11	8	n/a	n/a	n/a
2011	Mar 29, 2012	$668M	$668M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$675M	$651M	3.7%	$597M	4.2%	8	9	0	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Mariner	3	Jan 26, 2022	Dec 16, 2021	EMERYVILLE, CA	Firm absorbed	RIA to ibd	100.0%

Relationships

Owns (1)

← SOMMERS, LORRAINE, MAEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 1, 2015 to presentfactForm ADV

Controls (2)

← LUMMER, SCOTT, LAURENCEOwnerCHIEF EXECUTIVE OFFICER AND PRINCIPAL OWNER, ownership code E, individual
Mar 29, 2012 to presentfactForm ADV
← THE SAVANT GROUP, INC.OwnerOWNER, ownership code E, domestic entity
Mar 31, 2014 to presentfactForm ADV

Registered with (7)

← JOSEPH JAMES SIMSAdvisorregistration: previous registration
May 21, 2004 to Jan 26, 2022factForm ADV
← SCOTT LAURENCE LUMMERAdvisorregistration: previous registration
Dec 7, 2010 to Jan 26, 2022factForm ADV
← Alexis J HowardAdvisorregistration: previous registration
May 20, 2021 to Jan 26, 2022factForm ADV
← DAVID RIMERAdvisorregistration: previous registration
Oct 29, 2015 to Oct 2, 2019factForm ADV
← KNUD BANG GOTTERUPAdvisorregistration: previous registration
Jan 6, 2004 to Nov 30, 2016factForm ADV
← ROBERT BRYAN BURKHARTAdvisorregistration: previous registration
Apr 10, 2006 to Nov 30, 2010factForm ADV
← WHEELOCK RICHARD BINGHAMAdvisorregistration: previous registration
Jan 2, 2007 to Nov 30, 2010factForm ADV

Moved with (1)

→ MARINERRegistered adviser3 advisors, firm absorbed, same day
Jan 26, 2022 to Dec 16, 2021factForm ADV

Dated events

Occurred
Jan 26, 2022
Firm absorbed
Savant Investment Group, LLC's advisors moved to Mariner (Emeryville, CA): 3 of 3 registered, on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Jan 26, 2022
Advisor changed firm
Joseph James Sims left Savant Investment Group, Llc for Mariner (registered 2021-12-16)
Form ADVobserved 4 days ago
Occurred
Jan 26, 2022
Advisor changed firm
Scott Laurence Lummer left Savant Investment Group, Llc for Mariner (registered 2021-12-16)
Form ADVobserved 4 days ago
Occurred
Jan 26, 2022
Advisor changed firm
Alexis J Howard left Savant Investment Group, Llc for Mariner (registered 2021-12-16)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c28c9aa6-6200-0666-fe7c-5d5dc85e771c
First observed: Mar 29, 2012
Last observed: Jun 29, 2021 63 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SAVANT INVESTMENT GROUP, LLC

CRD 108810

EMERYVILLE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c28c9aa6-6200-0666-fe7c-5d5dc85e771c

Data as of Jun 29, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:39 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LUMMER, SCOTT, LAURENCE

CHIEF EXECUTIVE OFFICER AND PRINCIPAL OWNER

yes

03/2015

Mar 29, 2012

Jun 29, 2021

LUMMER, SCOTT, LAURENCE

MANAGING MEMBER

yes

03/2013

Mar 29, 2012

Jun 29, 2021

THE SAVANT GROUP, INC.

Owner

yes

12/2009

Mar 31, 2014

Jun 29, 2021

SOMMERS, LORRAINE, MAE

CHIEF COMPLIANCE OFFICER

03/2015

Apr 1, 2015

Jun 29, 2021

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 24, 2021

$675M

n/a

2019

Mar 31, 2020

$651M

n/a

2018

Feb 12, 2019

$555M

n/a

2017

Feb 15, 2018

$597M

n/a

2016

Feb 23, 2017

$683M

n/a

2015

Mar 1, 2016

$731M

n/a

2014

Apr 1, 2015

$764M

n/a

2013

Mar 31, 2014

$741M

n/a

2012

Mar 28, 2013

$648M

n/a

2011

Mar 29, 2012

$668M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$675M

$651M

3.7%

$597M

4.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Mariner

Jan 26, 2022

Dec 16, 2021

EMERYVILLE, CA

Firm absorbed

RIA to ibd

100.0%