DFX Intelligence

R•••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

R•••• C•••••• M••••••••• L••

CRD 166601

CHICAGO, IL

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Search this name across graphsid dfx:ria:a8eecb12-0316-6488-872f-9de37a71a409

Data as of May 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 5
On other graphs: 1
Observed: Mar 29, 2018 to May 1, 2026
22 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

R•••• C•••••• M••••••••• L••

Manager of family capital · key crd, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $653M••• Locked
Discretionary RAUM: $653M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $653Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
K•••••• C••••••••• A•••••••	n/a	Austin, TX	4	10	n/a	no

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
F•••••••• L•	Hedge Fund	$254M	May 1, 2026	40	Mar 1, 2016	reported	021-134338
F•••••••• H••••••• L•	Hedge Fund	$209M	May 1, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J••••• D••	MANAGING MEMBER / CCO	E	yes	12/2012	Mar 29, 2018	Apr 17, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$653M	$538M	21.5%	$419M	15.9%	2	2	1	1

Relationships

Advises (3)

→ F•••••••• L•Private fundHedge Fund, IA
Mar 1, 2016 to presentfactForm ADV
→ F•••• F•••••••• L•Private fundHedge Fund, IA
Mar 1, 2016 to presentfactForm ADV
→ F•••••••• H••••••• L•Private fundHedge Fund, IA
Mar 29, 2020 to presentfactForm ADV

Registered with (1)

← K•••••• C••••••••• A•••••••

Dated events

Occurred
May 1, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$231M
Occurred
Apr 30, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$115M
Occurred
Mar 28, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$121M
Occurred
Mar 29, 2019

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a8eecb12-0316-6488-872f-9de37a71a409
First observed: Mar 29, 2018
Last observed: May 1, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.