DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•••• C•••••• M••••••••• L••
Latest filing May 1, 2026
First filing on the tape Mar 29, 2018 · 22 filings
SEC status approved since Apr 27, 2018
RAUM
$653M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$653M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
3
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$653M as of May 1, 2026
Mar 29, 2019$146M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 1, 2026
Mar 29, 20190 then
Employees (5.A)2 as of May 1, 2026
Mar 29, 20191 then
Private funds3 as of May 1, 2026
Mar 29, 20192 then
RAUM +21% over the last fiscal year+16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $653MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $218MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $444M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$653M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $444M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••••• C••••••••• A••••••• | Austin, Tx | May 24, 2022 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F•••••••• L• | Hedge Fund | $171M | 41 | Mar 1, 2016 |
| F•••• F•••••••• L• | Hedge Fund | $131M | 50 | Mar 1, 2016 |
| F•••••••• H••••••• L• | Hedge Fund | $121M | 19 | Mar 29, 2020 |
Owners and control persons
Schedule A and B, latest filing
- J••••• D•• · Managing Member / Ccocontrolsince 12/2012 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Assets in custody · $445M to $444MMar 31, 2026 to May 1, 2026
- Discretionary RAUM · $654M to $653MMar 31, 2026 to May 1, 2026
- Pooled vehicle RAUM · $654M to $653MMar 31, 2026 to May 1, 2026
- RAUM · $654M to $653MMar 31, 2026 to May 1, 2026
- Assets in custody · $374M to $445MApr 30, 2025 to Mar 31, 2026
- Discretionary RAUM · $538M to $654MApr 30, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $538M to $654MApr 30, 2025 to Mar 31, 2026
- RAUM · $538M to $654MApr 30, 2025 to Mar 31, 2026
- Assets in custody · $302M to $374MApr 17, 2024 to Apr 30, 2025
- Financial planning clients · unset to Apr 17, 2024 to Apr 30, 2025
- Discretionary RAUM · $422M to $538MApr 17, 2024 to Apr 30, 2025
- Pooled vehicle RAUM · $422M to $538MApr 17, 2024 to Apr 30, 2025
- RAUM · $422M to $538MApr 17, 2024 to Apr 30, 2025
- Assets in custody · $314M to $302MApr 14, 2023 to Mar 20, 2024
- Discretionary RAUM · $419M to $422MApr 14, 2023 to Mar 20, 2024
- Pooled vehicle RAUM · $419M to $422MApr 14, 2023 to Mar 20, 2024
- RAUM · $419M to $422MApr 14, 2023 to Mar 20, 2024
- Assets in custody · $351M to $314MDec 6, 2022 to Mar 24, 2023
- Discretionary RAUM · $435M to $419MDec 6, 2022 to Mar 24, 2023
- Pooled vehicle RAUM · $435M to $419MDec 6, 2022 to Mar 24, 2023
- RAUM · $435M to $419MDec 6, 2022 to Mar 24, 2023
- Advisory employees · 1 to 2Apr 15, 2021 to Mar 28, 2022
- Assets in custody · $281M to $351MApr 15, 2021 to Mar 28, 2022
- Other offices · 0 to 1Apr 15, 2021 to Mar 28, 2022
- Discretionary RAUM · $314M to $435MApr 15, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $314M to $435MApr 15, 2021 to Mar 28, 2022
- RAUM · $314M to $435MApr 15, 2021 to Mar 28, 2022
- Assets in custody · $218M to $281MApr 24, 2020 to Mar 26, 2021
- Employees · 1 to 2Apr 24, 2020 to Mar 26, 2021
- Discretionary RAUM · $233M to $314MApr 24, 2020 to Mar 26, 2021
- Pooled vehicle RAUM · $233M to $314MApr 24, 2020 to Mar 26, 2021
- RAUM · $233M to $314MApr 24, 2020 to Mar 26, 2021
- Accounts · 2 to 3Jun 28, 2019 to Mar 29, 2020
- Pooled vehicle clients · 2 to 3Jun 28, 2019 to Mar 29, 2020
- Assets in custody · $146M to $218MJun 28, 2019 to Mar 29, 2020
- Other offices · 1 to 0Jun 28, 2019 to Mar 29, 2020
- Private funds · 2 to 3Jun 28, 2019 to Mar 29, 2020
- Discretionary RAUM · $146M to $233MJun 28, 2019 to Mar 29, 2020
- Pooled vehicle RAUM · $146M to $233MJun 28, 2019 to Mar 29, 2020
- RAUM · $146M to $233MJun 28, 2019 to Mar 29, 2020
Signals
3 dated events
- R•••• C•••••• M••••••••• L•• reported RAUM $537.6M, up 27% from $422.5M (2024-04-17 to 2025-04-30)Apr 30, 2025 · RAUM change · derived
- R•••• C•••••• M••••••••• L•• reported RAUM $434.6M, up 38% from $313.9M (2021-04-15 to 2022-03-28)Mar 28, 2022 · RAUM change · derived
- R•••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 29, 2018 · ria f•••• adv filing · fact
Across DFX
shared identifiers only, never a name match
- R•••• C•••••• M••••••••• L•• · Family Officesshared crd · manager
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/framtiden-holdingsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- f•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 773-654-3526reportedpublic record, Form ADV, May 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $653Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026