DFX Intelligence
Reading the graph
Reading the graph
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Advisor at I•• W••••• M••••••••• L••
Shawnee, KS | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I•• W••••• M••••••••• L•• | Bd affiliated wealth | Oct 13, 2017 | n/a | yes | CHICAGO, IL|Shawnee, KS | Current employment |
| N•••••• W••••• G••••• L•• | Former SEC adviser | Aug 1, 2014 | Dec 31, 2017 | no | OVERLAND PARK, KS|OVERLAND PARK, KS |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N•••••• W••••• G••••• L•• | I•• W••••• M••••••••• L•• | Dec 31, 2017 | Oct 13, 2017 | -79 | Firm change after gap | Other |
| I••••••••• F•••••••• P••••••• | N•••••• W••••• G••••• L•• | Nov 5, 2014 | Aug 1, 2014 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 171952:171481:KS:2017-12-31 | Dec 31, 2017 | Oct 13, 2017 | OVERLAND PARK, KS | Firm change after gap |
| I••••••••• F•••••••• P••••••• | Bd affiliated wealth | May 4, 2012 | Nov 5, 2014 | no | OVERLAND PARK, KS|LEAWOOD, KS | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Jun 27, 2006 | May 14, 2012 | no | Leawood, KS | Previous registration |
| -96 |
| Firm change after gap |
| Other |
| A••••••••• F•••••••• S•••••••• L•• | I••••••••• F•••••••• P••••••• | May 14, 2012 | May 4, 2012 | -10 | Firm change | Other |