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Advisor at HORNOR, TOWNSEND & KENT, LLC
PITTSBURGH, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HORNOR, TOWNSEND & KENT, LLC | Independent wealth | Oct 18, 2011 | n/a | yes | PITTSBURGH, PA | Current employment |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Feb 5, 2008 | Aug 31, 2011 | no | PITTSBURGH, PA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 8, 2004 | Jan 4, 2006 | no | CANNONSBURG, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEW ENGLAND SECURITIES CORPORATION | HORNOR, TOWNSEND & KENT, LLC | Aug 31, 2011 | Oct 18, 2011 | 48 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | NEW ENGLAND SECURITIES CORPORATION | Jan 4, 2006 | Feb 5, 2008 | 762 | Firm change after gap | Other |