DFX Intelligence

S••••• P••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)25 years in industry

S••••• P••• B••••••

Advisor at E••••• J••••

LAGRANGE, GA

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Search this name across graphsid dfx:ria:a9068122-6df6-ba0c-1e8c-627305737a04

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Oct 6, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Aug 10, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Jul 22, 2022	n/a	yes	LAGRANGE, GA	Current employment
O•••• I••••••••• I•••	Bd affiliated wealth	May 4, 2020	Jul 25, 2022	no	LaGrange, GA\|Valdosta, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• I••••••••• I•••	E••••• J••••	Jul 25, 2022	Jul 22, 2022	-3	Firm change	Ibd to ibd
C••••• I••••••••• A••••••• L••	O•••• I••••••••• I•••	Apr 30, 2020	May 4, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
105644:35371:GA:2020-04-30	Apr 30, 2020	May 4, 2020	VALDOSTA, GA	Firm change

Relationships

Registered with (7)

→ E••••• J••••Registered adviserregistration: current employment
Jul 22, 2022 to presentfactForm ADV
→ O•••• I••••••••• I•••Registered adviserregistration: previous registration
May 4, 2020 to Jul 25, 2022factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jul 13, 2015 to Apr 30, 2020factForm ADV
→ I••••• F•••••••• C•••••••••

Dated events

Occurred
Jul 25, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a9068122-6df6-ba0c-1e8c-627305737a04
First observed: Oct 6, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.