RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• P••• B••••••
- E••••• J•••• national BD currentsince Jul 22, 2022 · Lagrange, Ga
- O•••• I••••••••• I••• BD affiliatedMay 4, 2020 to Jul 25, 2022 · Lagrange, Ga
- C••••• I••••••••• A••••••• L•• BD affiliatedJul 13, 2015 to Apr 30, 2020 · Valdosta, Ga
- I••••• F•••••••• C••••••••• formerSep 14, 2012 to Jun 29, 2015 · West Point, Ga
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedApr 27, 2010 to Sep 6, 2012 · Lagrange, Ga
- L•• F•••••••• L•• BD affiliatedJan 11, 2008 to May 12, 2010 · Lagrange, Ga
- E•••• S••••••••• L•• BD affiliatedOct 6, 2005 to Mar 5, 2007 · Columbus, Ga
- O•••• I••••••••• I••• to E••••• J••••left Jul 25, 2022, registered Jul 22, 2022 (-3 days) · Affiliated broker-dealer or bank to another
- C••••• I••••••••• A••••••• L•• to O•••• I••••••••• I•••left Apr 30, 2020, registered May 4, 2020 (4 days) · Affiliated broker-dealer or bank to another · moved with a team
- I••••• F•••••••• C••••••••• to C••••• I••••••••• A••••••• L••left Jun 29, 2015, registered Jul 13, 2015 (14 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to I••••• F•••••••• C•••••••••left Sep 6, 2012, registered Sep 14, 2012 (8 days) · Other
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 12, 2010, registered Apr 27, 2010 (-15 days) · Other
- E•••• S••••••••• L•• to L•• F•••••••• L••left Mar 5, 2007, registered Jan 11, 2008 (312 days) · Other
- S••••• P••• B•••••• left O•••• I••••••••• I••• for E••••• J•••• (registered 2022-07-22)Jul 25, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address