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CRD 108045
BURLINGTON, VT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ANNE WILLIAMS DOREMUS | Chartered Financial Analyst | BURLINGTON, VT | 29 | 33 | n/a | no |
| ARTHUR PIPIT WRIGHT | Certified Financial Planner | South Burlington, VT | BURLINGTON, VT | 9 | 19 | 5 | no |
| Alexander Alfred Watson | Certified Financial Planner|Chartered Financial Analyst | BURLINGTON, VT | South Burlington, VT | 7 | 14 | 1 | no |
| ERIC SVEN EKLOF | Certified Financial Planner | Essex Junction, VT | BURLINGTON, VT | 7 | 18 | n/a | no |
| Elisabeth Anna Ford | Certified Financial Planner|Chartered Financial Analyst | BURLINGTON, VT | Winooski, VT | 7 | 15 | n/a | no |
| Jordan Danielle Lafayette | n/a | BURLINGTON, VT | 3 | 14 | n/a | no |
| Mark Richard Andrews | Chartered Financial Analyst | BURLINGTON, VT | Randolph, VT | 3 | 11 | n/a | no |
| Sarah Vinci Cocina | n/a | BURLINGTON, VT | Shelburne, VT | 3 | 11 | n/a | no |
| NEIL KAMAL MACKER | Chartered Financial Analyst | BURLINGTON, VT | 2 | 17 | 1 | no |
| EVAN ISAIAH PEMBERTON | Certified Financial Planner|Chartered Financial Analyst | Richmond, VT | BURLINGTON, VT | 2 | 17 | 2 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| EKLOF, ERIC, SVEN | MANAGING PARTNER/PRESIDENT | C | yes | 08/2025 | Jul 22, 2026 | Jul 22, 2026 |
| Ford, Elisabeth, Anna | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2025 | Jul 22, 2026 | Jul 22, 2026 |
| WRIGHT, ARTHUR, PIPIT | VICE PRESIDENT | C | yes | 08/2025 | Jul 22, 2026 | Jul 22, 2026 |
| WON, JULIE, ANNE | MANAGING PARTNER/PRESIDENT | C | yes | 01/2021 | Oct 8, 2013 | Nov 13, 2024 |
| Watson, Alexander, Alfred | Partner | A | no | 01/2024 | Apr 26, 2024 | Nov 13, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 10, 2026 | $1.1B | $1.1B | 14 | 10 | 8 | n/a | n/a |
| 2024 | Mar 31, 2025 | $850M | $823M | 14 | 11 | 8 | n/a | n/a |
| 2023 | Mar 10, 2024 | $737M | $704M | 14 | 11 | 8 | n/a | n/a |
| 2022 | Mar 23, 2023 | $606M | $575M | 13 | 7 | 0 | n/a | n/a |
| 2021 | Mar 25, 2022 | $639M | $602M | 12 | 8 | 0 | n/a | n/a |
| 2020 | Mar 10, 2021 | $537M | $506M | 10 | 7 | 0 | n/a | n/a |
| 2019 | May 1, 2020 | $512M | $476M | 10 | 7 | 0 | n/a | n/a |
| 2018 | Mar 22, 2019 | $419M | $386M | 11 | 6 | 1 | n/a | n/a |
| 2017 | Mar 29, 2018 | $440M | $405M | 8 | 5 | 1 | n/a | n/a |
| 2016 | Mar 23, 2017 | $356M | $322M | 8 | 5 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $330M | $297M | 4 | 4 | n/a | n/a | n/a |
| 2014 | Mar 18, 2015 | $345M | $306M | 4 | 4 | n/a | n/a | n/a |
| 2013 | Mar 26, 2014 | $317M | $276M | 4 | 4 | n/a | n/a | n/a |
| 2012 | Mar 18, 2013 | $262M | $226M | 3 | 3 | n/a | n/a | n/a |
| 2011 | Mar 22, 2012 | $237M | $206M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 2 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.1B | $850M | 24.9% | $606M | 20.5% | 14 | 14 | 8 | 8 |