DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Hanson & Doremus Investment Management
Latest filing Jul 22, 2026
First filing on the tape Mar 22, 2012 · 53 filings
SEC status approved since Apr 3, 1998
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$1.0B individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$106M
derived; firm RAUM over IAPD count
Employees
14
10 advisory (5.B.1)
Offices
8
beyond the principal office
Private funds
0
reported on Schedule D
History
53 filings and snapshots on the tape
RAUM$1.1B as of Jul 22, 2026
Mar 22, 2012$237M then
HNW client RAUM$867M as of Jul 22, 2026
Mar 29, 2018$316M then
State-registered IARs (5.B.3)10 as of Jul 22, 2026
Mar 22, 20120 then
Employees (5.A)14 as of Jul 22, 2026
Mar 18, 20133 then
Private funds: no history
RAUM +25% over the last fiscal year+20% a year over threeIARs 11 to 10
Practice profile
derived from the filing of Jul 22, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $106MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 58derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.5MderivedHNW RAUM over HNW clients
- Average account
- $681,373derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 1.1derived9 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- -9.1%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.7%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, publicationsreportedItem 5.G
- Custody
- $347M, 211 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$867M82%
- Individuals$134M13%
- Charitable organizations$46.7M4.4%
- Pension and profit-sharing plans$7.2M0.7%
- Corporations and businesses$5.4M0.5%
- Individual clients
- 334reported
- HNW clients
- 250reported
- Pension plan clients
- 11reported
- Charitable clients
- 27reported
- Accounts
- 1,557reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $347M for 211 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Anne Williams DoremusChartered Financial Analyst | Burlington, Vt | Jan 1, 1997 | 33 y | 0 |
| Arthur Pipit WrightCertified Financial Planner | South Burlington, Vt | Nov 15, 2016 | 19 y | 5 |
| Alexander Alfred WatsonCertified Financial Planner, Chartered Financial Analyst | Burlington, Vt | Dec 10, 2018 | 14 y | 1 |
| Eric Sven EklofCertified Financial Planner | Essex Junction, Vt | Jan 29, 2019 | 18 y | 0 |
| Elisabeth Anna FordCertified Financial Planner, Chartered Financial Analyst | Burlington, Vt | Aug 23, 2019 | 15 y | 0 |
| Jordan Danielle Lafayette | Burlington, Vt | Dec 12, 2022 | 14 y | 0 |
| Mark Richard AndrewsChartered Financial Analyst | Burlington, Vt | Apr 12, 2023 | 11 y | 0 |
| Sarah Vinci Cocina | Burlington, Vt | Jun 6, 2023 | 11 y | 0 |
| Neil Kamal MackerChartered Financial Analyst | Burlington, Vt | Jan 24, 2024 | 17 y | 1 |
| Evan Isaiah PembertonCertified Financial Planner, Chartered Financial Analyst | Richmond, Vt | Jan 24, 2024 | 17 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Evan Isaiah Pemberton from Maple Capital Management, Inc.Jan 24, 2024 · RIA to RIA
- Neil Kamal Macker from 1st Portfolio Wealth AdvisorsJan 24, 2024 · Other
- Alexander Alfred Watson from Nisa Investment Advisors, LLCDec 10, 2018 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Sven Eric Eklof · Managing Partner/Presidentcontrolsince 08/2025 · owns 25% to 50%
- Anna Elisabeth Ford · Chief Compliance Officercontrolsince 01/2025 · owns less than 5%
- Anne Julie Won · Managing Partner/Presidentcontrolsince 01/2021 · owns 25% to 50%
- Pipit Arthur Wright · Vice Presidentcontrolsince 08/2025 · owns 25% to 50%
- Alfred Alexander Watson · Partnersince 01/2024 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Burlington, Vt · principal | 10 | 0 | 0 | ||
| South Burlington, Vt | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 22, 2026Ford, Elisabeth, Anna (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-04-26 and 2026-07-22peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 22, 2026WON, JULIE, ANNE (MANAGING PARTNER/PRESIDENT) left Schedule A between the filings of 2024-04-26 and 2026-07-22peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 1,469 to 1,557Aug 13, 2025 to Feb 26, 2026
- Advisory employees · 11 to 10Aug 13, 2025 to Feb 26, 2026
- HNW clients · 208 to 250Aug 13, 2025 to Feb 26, 2026
- Individual clients · 350 to 334Aug 13, 2025 to Feb 26, 2026
- Pension plan clients · 9 to 11Aug 13, 2025 to Feb 26, 2026
- Assets in custody · $273M to $347MAug 13, 2025 to Feb 26, 2026
- State-registered IARs · 11 to 10Aug 13, 2025 to Feb 26, 2026
- Discretionary RAUM · $823M to $1.1BAug 13, 2025 to Feb 26, 2026
- HNW RAUM · $665M to $867MAug 13, 2025 to Feb 26, 2026
- Individual RAUM · $135M to $134MAug 13, 2025 to Feb 26, 2026
- Non-discretionary RAUM · $26.8M to $0Aug 13, 2025 to Feb 26, 2026
- Pension RAUM · $5.3M to $7.2MAug 13, 2025 to Feb 26, 2026
- RAUM · $850M to $1.1BAug 13, 2025 to Feb 26, 2026
- Financial planning clients · 251-500 to 251-500May 22, 2025 to Jun 26, 2025
- Accounts · 1,390 to 1,469Jan 2, 2025 to Mar 31, 2025
- Advisory activities · 5 to 4Jan 2, 2025 to Mar 31, 2025
- Charity clients · 30 to 27Jan 2, 2025 to Mar 31, 2025
- HNW clients · 187 to 208Jan 2, 2025 to Mar 31, 2025
- Individual clients · 329 to 350Jan 2, 2025 to Mar 31, 2025
- Pension plan clients · unset to 9.0Jan 2, 2025 to Mar 31, 2025
- Assets in custody · $222M to $273MJan 2, 2025 to Mar 31, 2025
- Discretionary RAUM · $704M to $823MJan 2, 2025 to Mar 31, 2025
- HNW RAUM · $570M to $665MJan 2, 2025 to Mar 31, 2025
- Individual RAUM · $124M to $135MJan 2, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $32.6M to $26.8MJan 2, 2025 to Mar 31, 2025
- Pension RAUM · $354,285 to $5.3MJan 2, 2025 to Mar 31, 2025
- RAUM · $737M to $850MJan 2, 2025 to Mar 31, 2025
- Accounts · 1,296 to 1,390Jan 30, 2024 to Mar 10, 2024
- Advisory employees · 7 to 11Jan 30, 2024 to Mar 10, 2024
- Charity clients · 28 to 30Jan 30, 2024 to Mar 10, 2024
- HNW clients · 151 to 187Jan 30, 2024 to Mar 10, 2024
- Individual clients · 324 to 329Jan 30, 2024 to Mar 10, 2024
- Assets in custody · $191M to $222MJan 30, 2024 to Mar 10, 2024
- Employees · 13 to 14Jan 30, 2024 to Mar 10, 2024
- Financial planning clients · 51-100 to 251-500Jan 30, 2024 to Mar 10, 2024
- State-registered IARs · 7 to 11Jan 30, 2024 to Mar 10, 2024
- Other offices · 0 to 8Jan 30, 2024 to Mar 10, 2024
- Discretionary RAUM · $575M to $704MJan 30, 2024 to Mar 10, 2024
- HNW RAUM · $450M to $570MJan 30, 2024 to Mar 10, 2024
- Individual RAUM · $122M to $124MJan 30, 2024 to Mar 10, 2024
Signals
4 dated events
- Hanson & Doremus Investment Management reported 8 offices beyond its principal office, up from 0 (2024-01-30 to 2024-03-10)Mar 10, 2024 · Office count change · derived
- Haldore Eric Hanson (Partner) no longer on Schedule A of Hanson & Doremus Investment Management (listed 2020-07-14, absent 2021-03-10)Mar 10, 2021 · Control person left · inference
- Williams Anne Doremus (Managing Partner / Chief Executive Officer) no longer on Schedule A of Hanson & Doremus Investment Management (listed 2020-07-14, absent 2021-03-10)Mar 10, 2021 · Control person left · inference
- Pipit Arthur Wright (Partner) appeared on Schedule A of Hanson & Doremus Investment ManagementSep 11, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 802-658-1027reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 802-658-2668reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- HANSONDOREMUS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 802-658-2668reportedpublic record, Form ADV, Jul 22, 2026
- Contact form
- hansondoremus.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- hansondoremus.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $106Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026