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Advisor at CARY STREET PARTNERS
RICHMOND, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CARY STREET PARTNERS | Bd affiliated wealth | Jul 20, 2026 | n/a | yes | RICHMOND, VA|RICHMOND, VA | Current employment |
| SENECA HOUSE ADVISORS | Former SEC adviser | Oct 30, 2015 | Jul 20, 2026 | no | RICHMOND, VA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 25, 2012 | Oct 27, 2015 | no | RICHMOND, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SENECA HOUSE ADVISORS | CARY STREET PARTNERS | Jul 20, 2026 | Jul 20, 2026 | 0 | Firm change | RIA to ibd |
| AMERIPRISE FINANCIAL SERVICES, LLC | SENECA HOUSE ADVISORS | Oct 27, 2015 | Oct 30, 2015 | 3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 210519:128545:VA:2026-07-20 | Jul 20, 2026 | Jul 20, 2026 | RICHMOND, VA | Firm change |