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RIA / WealthAdvisor22 years in industry

DANIEL SPIEGEL

Advisor at VCP FINANCIAL LLC

STATEN ISLAND, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a910c22a-7486-a923-0ac6-ba86c4289764

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Nov 8, 2010 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Danny Zvi Spiegel

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VCP FINANCIAL LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 26, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 14
Exams: S63|S65
First exam: Apr 26, 2004
First registration: Nov 8, 2010
Dual registered: no
Other names: DANIEL Z SPIEGEL|DANNY Z SPIEGEL|DANNY ZVI SPIEGEL
IAPD individual key: 4191462

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VCP FINANCIAL LLC	Independent wealth	Jan 18, 2017	n/a	yes	STATEN ISLAND, NY	Current employment
STERNE AGEE ASSET MANAGEMENT, INC.	Former SEC adviser	Apr 23, 2012	Jun 10, 2014	no	NEW YORK, NY	Previous registration
SYNERGY INVESTMENT GROUP, LLC	Former SEC adviser	Nov 8, 2010	Mar 7, 2012	no	CHARLOTTE, NC\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STERNE AGEE ASSET MANAGEMENT, INC.	VCP FINANCIAL LLC	Jun 10, 2014	Jan 18, 2017	953	Firm change after gap	Other
SYNERGY INVESTMENT GROUP, LLC	STERNE AGEE ASSET MANAGEMENT, INC.	Mar 7, 2012	Apr 23, 2012	47	Firm change	Other

Relationships

Registered with (3)

→ VCP FINANCIAL LLCRegistered adviserregistration: current employment
Jan 18, 2017 to presentfactForm ADV
→ STERNE AGEE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Apr 23, 2012 to Jun 10, 2014factForm ADV
→ SYNERGY INVESTMENT GROUP, LLCRegistered adviserregistration: previous registration
Nov 8, 2010 to Mar 7, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a910c22a-7486-a923-0ac6-ba86c4289764
First observed: Nov 8, 2010
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DANIEL SPIEGEL

Advisor at VCP FINANCIAL LLC

STATEN ISLAND, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a910c22a-7486-a923-0ac6-ba86c4289764

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:42 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

VCP FINANCIAL LLC

Independent wealth

Jan 18, 2017

n/a

yes

STATEN ISLAND, NY

Current employment

STERNE AGEE ASSET MANAGEMENT, INC.

Former SEC adviser

Apr 23, 2012

Jun 10, 2014

NEW YORK, NY

Previous registration

SYNERGY INVESTMENT GROUP, LLC

Former SEC adviser

Nov 8, 2010

Mar 7, 2012

CHARLOTTE, NC|NEW YORK, NY

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

STERNE AGEE ASSET MANAGEMENT, INC.

VCP FINANCIAL LLC

Jun 10, 2014

Jan 18, 2017

953

Firm change after gap

Other

SYNERGY INVESTMENT GROUP, LLC

STERNE AGEE ASSET MANAGEMENT, INC.

Mar 7, 2012

Apr 23, 2012

Firm change

Other