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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

VCP FINANCIAL LLC

CRD 167901

STATEN ISLAND, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c35c1e27-d225-ddc4-0600-b7d44c1c51e9

Data as of Feb 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 5
On other graphs: 0
Observed: Dec 5, 2017 to Feb 12, 2026
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.78 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $143MItem 5.F on the latest filing (2026-02-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $73.1M
Private client RAUM: $112MderivedItem 5.D individuals plus high net worth individuals
Private client share: 78%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $35.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 411
Individual clients: 133
High net worth clients: 252
SEC number: 801-112255
CRD: 167901
Filings on the tape: 34
First filed: Dec 5, 2017
Latest filed: Feb 12, 2026
Organised: Limited Liability Company, NY
Website: vcpfinancial.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DANIEL SPIEGEL	n/a	STATEN ISLAND, NY	9	22	2	no
GAURAV CHAND LALL	n/a	STATEN ISLAND, NY	9	22	2	no
TAMIR SHABAT	n/a	STATEN ISLAND, NY	5	22	n/a	no
JOSEPH JOHN ORLANDO	n/a	STATEN ISLAND, NY	5	16	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LALL, GAURAV, CHAND	MANAGING MEMBER	C	yes	06/2013	Dec 5, 2017	Dec 13, 2024
SHABAT, TAMIR, [NMN]	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	C	yes	07/2019	Dec 5, 2017	Dec 13, 2024
SPIEGEL, DANNY, ZVI	MANAGING MEMBER	C	yes	06/2013	Dec 5, 2017	Dec 13, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LIFE143, LLC	n/a	n/a	n/a	Y	yes	n/a
VESSEL CAPITAL ADVISORS, LLC	n/a	n/a	n/a	Y	yes	n/a
VESSEL CAPITAL MANAGEMENT, LLC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 9 of 10

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 12, 2026	$143M	$73.1M	5	4	0	n/a	n/a
2024	Apr 4, 2025	$116M	$14.6M	5	4	0	n/a	n/a
2023	Mar 31, 2024	$99.4M	$11.2M	4	4	0	n/a	n/a
2022	Mar 31, 2023	$94.3M	$4.8M	4	4	0	n/a	n/a
2021	Mar 31, 2022	$111M	$496,191	4	3	0	n/a	n/a
2020	Mar 26, 2021	$65.7M	$459,844	4	3	0	n/a	n/a
2019	Mar 20, 2020	$56.7M	$554,106	4	4	0	n/a	n/a
2018	Mar 27, 2019	$41.7M	$394,013	5	5	1	n/a	n/a
2017	Feb 21, 2018	$43.1M	$0	4	4	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$143M	$116M	23.2%	$94.3M	14.8%	5	5	0	0

Relationships

Registered with (6)

← JOSEPH JOHN ORLANDOAdvisorregistration: current employment
Aug 30, 2021 to presentfactForm ADV
← TAMIR SHABATAdvisorregistration: current employment
Aug 24, 2021 to presentfactForm ADV
← DANIEL SPIEGELAdvisorregistration: current employment
Jan 18, 2017 to presentfactForm ADV
← GAURAV CHAND LALLAdvisorregistration: current employment
Jan 18, 2017 to presentfactForm ADV
← Solomon TobalAdvisorregistration: previous registration
Feb 13, 2023 to Sep 19, 2023factForm ADV
← ARON PINSONAdvisorregistration: previous registration
Jun 30, 2014 to Aug 28, 2019factForm ADV

Controls (3)

← SPIEGEL, DANNY, ZVIOwnerMANAGING MEMBER, ownership code C, individual
Dec 5, 2017 to Dec 13, 2024factForm ADV
← LALL, GAURAV, CHANDOwnerMANAGING MEMBER, ownership code C, individual
Dec 5, 2017 to Dec 13, 2024factForm ADV
← SHABAT, TAMIR, [NMN]OwnerMANAGING MEMBER, CHIEF COMPLIANCE OFFICER, ownership code C, individual
Dec 5, 2017 to Dec 13, 2024factForm ADV

Dated events

Occurred
Sep 19, 2023
Advisor changed firm
Solomon Tobal left Vcp Financial Llc for Morgan Stanley (registered 2023-11-29)
Form ADVobserved 6 days ago
Occurred
Aug 16, 2019
Control person joined
[Nmn] Tamir Shabat (Managing Member) appeared on Schedule A of Vcp Financial Llc
Form ADVobserved 6 days ago
Occurred
Aug 16, 2019
Control person left
[Nmn] Aron Pinson (Managing Member, Chief Investment Officer) no longer on Schedule A of Vcp Financial Llc (listed 2019-08-09, absent 2019-08-16)
Form ADVobserved 6 days ago
Occurred
Mar 27, 2019
Control person left
[Nmn] Tamir Shabat (Chief Compliance Officer) no longer on Schedule A of Vcp Financial Llc (listed 2018-06-14, absent 2019-03-27)
Form ADVobserved 6 days ago
Occurred
Dec 5, 2017
First Form ADV filing
Lps Financial Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c35c1e27-d225-ddc4-0600-b7d44c1c51e9
First observed: Dec 5, 2017
Last observed: Feb 12, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

VCP FINANCIAL LLC

CRD 167901

STATEN ISLAND, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c35c1e27-d225-ddc4-0600-b7d44c1c51e9

Data as of Feb 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:31 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DANIEL SPIEGEL

n/a

STATEN ISLAND, NY

GAURAV CHAND LALL

n/a

STATEN ISLAND, NY

TAMIR SHABAT

n/a

STATEN ISLAND, NY

n/a

JOSEPH JOHN ORLANDO

n/a

STATEN ISLAND, NY

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LALL, GAURAV, CHAND

MANAGING MEMBER

yes

06/2013

Dec 5, 2017

Dec 13, 2024

SHABAT, TAMIR, [NMN]

MANAGING MEMBER, CHIEF COMPLIANCE OFFICER

yes

07/2019

Dec 5, 2017

Dec 13, 2024

SPIEGEL, DANNY, ZVI

MANAGING MEMBER

yes

06/2013

Dec 5, 2017

Dec 13, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LIFE143, LLC

n/a

yes

n/a

VESSEL CAPITAL ADVISORS, LLC

n/a

yes

n/a

VESSEL CAPITAL MANAGEMENT, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 12, 2026

$143M

$73.1M

n/a

2024

Apr 4, 2025

$116M

$14.6M

n/a

2023

Mar 31, 2024

$99.4M

$11.2M

n/a

2022

Mar 31, 2023

$94.3M

$4.8M

n/a

2021

Mar 31, 2022

$111M

$496,191

n/a

2020

Mar 26, 2021

$65.7M

$459,844

n/a

2019

Mar 20, 2020

$56.7M

$554,106

n/a

2018

Mar 27, 2019

$41.7M

$394,013

n/a

2017

Feb 21, 2018

$43.1M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$143M

$116M

23.2%

$94.3M

14.8%