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Reading the graph
Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ASPEN, CO | AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 4, 2024 | n/a | yes | ASPEN, CO|AUSTIN, TX | Current employment |
| MORGAN STANLEY | Wirehouse | Nov 15, 2012 | Oct 24, 2024 | no | Austin, TX|Austin, TX | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | Nov 16, 2012 | no | AUSTIN, TX | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Nov 16, 2005 | Jan 1, 2008 | no | AUSTIN, TX|ST. LOUIS, MO|AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 24, 2024 | Oct 4, 2024 | -20 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO ADVISORS | MORGAN STANLEY | Nov 16, 2012 | Nov 15, 2012 | -1 | Firm change | Wirehouse to wirehouse |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:7691:TX:2024-10-09 | Oct 24, 2024 | Oct 4, 2024 | AUSTIN, TX | Firm change |