DFX Intelligence

S•••• K•••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

S•••• K•••• A•••••••

Advisor at G• F••••••••

NEWPORT BEACH, CA | RENO, NV

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Search this name across graphsid dfx:ria:a92ae94e-0552-b36a-d00c-7ebe7476120c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 24, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G• F••••••••	Independent wealth	Jul 25, 2014	n/a	yes	RENO, NV\|NEWPORT BEACH, CA	Current employment
S•••• A••••••• F••••••••• I•••	State registered	Oct 31, 2013	n/a	yes	NEWPORT BEACH, CA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	S•••• A••••••• F••••••••• I•••	Dec 31, 2012	Oct 31, 2013	304	Firm change	Other

Relationships

Registered with (3)

→ G• F••••••••Registered adviserregistration: current employment
Jul 25, 2014 to presentfactForm ADV
→ S•••• A••••••• F••••••••• I•••Registered adviserregistration: current employment
Oct 31, 2013 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 24, 2005 to Dec 31, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a92ae94e-0552-b36a-d00c-7ebe7476120c
First observed: Oct 24, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.