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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

GW FINANCIAL

GW FINANCIAL, INC., CRD 110478

RENO, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2d3d81bc-b149-9668-5fa5-abfafb18ebed

Data as of Apr 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Feb 29, 2012 to Apr 1, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $134MItem 5.F on the latest filing (2026-04-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $117M
Private client RAUM: $128MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $66.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 266
Individual clients: 41
High net worth clients: 52
SEC number: 801-18321
CRD: 110478
Filings on the tape: 28
First filed: Feb 29, 2012
Latest filed: Apr 1, 2026
Organised: Corporation, NV
Website: planretire.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
SCOTT KIGHT ANDERSON	Certified Financial Planner	NEWPORT BEACH, CA \| RENO, NV	12	26	1	no
JULIANNA ANDERSON BRAY	Certified Financial Planner	RENO, NV	12	17	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ANDERSON, SCOTT, KIGHT	VICE PRESIDENT	D	yes	07/2014	Jul 17, 2014	Apr 10, 2024
BRAY, JULIANNA, ANDERSON	PRESIDENT AND CHIEF COMPLIANCE OFFICER	D	yes	06/2014	Jun 26, 2014	Apr 10, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
PALM DESERT	CA	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 1, 2026	$134M	$117M	3	2	0	n/a	n/a
2024	Mar 28, 2025	$110M	$94.8M	4	3	0	n/a	n/a
2023	Apr 10, 2024	$93.5M	$83.3M	6	3	1	n/a	n/a
2022	Feb 7, 2023	$93.5M	$77.8M	6	3	1	n/a	n/a
2021	Mar 31, 2022	$119M	$96.3M	3	3	2	n/a	n/a
2020	Mar 31, 2021	$120M	$105M	2	2	2	n/a	n/a
2019	Jul 20, 2020	$108M	$82.0M	2	2	1	n/a	n/a
2018	Mar 19, 2019	$106M	$95.0M	4	2	1	n/a	n/a
2017	Mar 9, 2018	$134M	$120M	4	2	1	n/a	n/a
2016	Feb 24, 2017	$108M	$95.6M	4	1	n/a	n/a	n/a
2015	Mar 3, 2016	$95.0M	$85.0M	4	2	n/a	n/a	n/a
2014	May 5, 2014	$140M	$119M	4	2	n/a	n/a	n/a
2013	May 3, 2013	$133M	$120M	3	2	n/a	n/a	n/a
2012	Jun 7, 2012	$128M	$109M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$134M	$110M	21.3%	$93.5M	12.7%	3	4	0	0

Relationships

Registered with (3)

← SCOTT KIGHT ANDERSONAdvisorregistration: current employment
Jul 25, 2014 to presentfactForm ADV
← JULIANNA ANDERSON BRAYAdvisorregistration: current employment
Jun 26, 2014 to presentfactForm ADV
← Ashley Lynn ReiterAdvisorregistration: previous registration
Apr 5, 2022 to Nov 12, 2024factForm ADV

Controls (2)

← ANDERSON, SCOTT, KIGHTOwnerVICE PRESIDENT, ownership code D, individual
Jul 17, 2014 to Apr 10, 2024factForm ADV
← BRAY, JULIANNA, ANDERSONOwnerPRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code D, individual
Jun 26, 2014 to Apr 10, 2024factForm ADV

Dated events

Occurred
Nov 12, 2024
Advisor changed firm
Ashley Lynn Reiter left Gw Financial for Great River Financial (registered 2023-07-10)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2022
Succession filed (Item 4)
Gw Financial reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2d3d81bc-b149-9668-5fa5-abfafb18ebed
First observed: Feb 29, 2012
Last observed: Apr 1, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GW FINANCIAL

GW FINANCIAL, INC., CRD 110478

RENO, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2d3d81bc-b149-9668-5fa5-abfafb18ebed

Data as of Apr 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:03 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

SCOTT KIGHT ANDERSON

Certified Financial Planner

NEWPORT BEACH, CA | RENO, NV

JULIANNA ANDERSON BRAY

Certified Financial Planner

RENO, NV

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ANDERSON, SCOTT, KIGHT

VICE PRESIDENT

yes

07/2014

Jul 17, 2014

Apr 10, 2024

BRAY, JULIANNA, ANDERSON

PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

06/2014

Jun 26, 2014

Apr 10, 2024

City

State

Country

Employees

Also broker-dealer

PALM DESERT

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 1, 2026

$134M

$117M

n/a

2024

Mar 28, 2025

$110M

$94.8M

n/a

2023

Apr 10, 2024

$93.5M

$83.3M

n/a

2022

Feb 7, 2023

$93.5M

$77.8M

n/a

2021

Mar 31, 2022

$119M

$96.3M

n/a

2020

Mar 31, 2021

$120M

$105M

n/a

2019

Jul 20, 2020

$108M

$82.0M

n/a

2018

Mar 19, 2019

$106M

$95.0M

n/a

2017

Mar 9, 2018

$134M

$120M

n/a

2016

Feb 24, 2017

$108M

$95.6M

n/a

2015

Mar 3, 2016

$95.0M

$85.0M

n/a

2014

May 5, 2014

$140M

$119M

n/a

2013

May 3, 2013

$133M

$120M

n/a

2012

Jun 7, 2012

$128M

$109M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$134M

$110M

21.3%

$93.5M

12.7%