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K•••••• A•• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

K•••••• A•• K••••••

Advisor at U•• S••••••••• I•••

FORT LAUDERDALE, FL | GLASTONBURY, CT

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Search this name across graphsid dfx:ria:a9437d1a-71c4-807a-7873-7276e5365c06

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 3, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• S••••••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Jan 23, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• S••••••••• I•••	No RAUM reported	Sep 30, 2021	n/a	yes	FORT LAUDERDALE, FL\|GLASTONBURY, CT	Current employment
O•••••••••	Institutional manager	Jan 2, 2015	Sep 10, 2021	no	DAVIE, FL\|OVERLAND PARK, KS\|FORT LAUDERDALE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••••••••	U•• S••••••••• I•••	Sep 10, 2021	Sep 30, 2021	20	Firm change	Other
U••••• C•••••• F•••••••• A•••••••	O•••••••••	Dec 17, 2014	Dec 19, 2014

Relationships

Registered with (3)

→ U•• S••••••••• I•••Registered adviserregistration: current employment
Sep 30, 2021 to presentfactForm ADV
→ O•••••••••Registered adviserregistration: previous registration
Jan 2, 2015 to Sep 10, 2021factForm ADV
→ U••••• C•••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Mar 3, 2010 to Dec 17, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a9437d1a-71c4-807a-7873-7276e5365c06
First observed: Mar 3, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.