RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• A•• K••••••
- U•• S••••••••• I••• no RAUM currentsince Sep 30, 2021 · Fort Lauderdale, Fl
- O••••••••• institutionalJan 2, 2015 to Sep 10, 2021 · Davie, Fl
- O••••••••• institutionalDec 19, 2014 to Dec 31, 2014 · Davie, Fl
- U••••• C•••••• F•••••••• A••••••• independent RIAMar 3, 2010 to Dec 17, 2014 · Fort Lauderdale, Fl
- O••••••••• to U•• S••••••••• I•••left Sep 10, 2021, registered Sep 30, 2021 (20 days) · Other
- U••••• C•••••• F•••••••• A••••••• to O•••••••••left Dec 17, 2014, registered Dec 19, 2014 (2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address