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Advisor at LPL FINANCIAL LLC
HADDONFIELD, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 10, 2024 | n/a | yes | HADDONFIELD, NJ | Current employment |
| OSAIC FA, INC. | Former SEC adviser | Jul 2, 2013 | Sep 12, 2024 | no | CHERRY HILL, NJ | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jan 24, 2008 | Feb 20, 2008 | no | CHERRY HILL, NJ | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Jun 17, 2004 | Jul 8, 2013 | no | MOUNT LAUREL, NJ|MT LAUREL, NJ|SHORT HILLS, NJ|MOORESTOWN, NJ | Previous registration |
| WS GRIFFITH SECURITIES, INC. | n/a | Jun 20, 2002 | Jun 17, 2004 | no | MT LAUREL, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FA, INC. | LPL FINANCIAL LLC | Sep 12, 2024 | Sep 10, 2024 | -2 | Firm change | Ibd to ibd |
| MSI FINANCIAL SERVICES, INC. | EQUITABLE ADVISORS, LLC | Jul 8, 2013 | Jan 24, 2008 | -1,992 | Firm change after gap | Other |
| EQUITABLE ADVISORS, LLC | OSAIC FA, INC. | Feb 20, 2008 | Jul 2, 2013 | 1,959 | Firm change after gap | Other |
| WS GRIFFITH SECURITIES, INC. | MSI FINANCIAL SERVICES, INC. | Jun 17, 2004 | Jun 17, 2004 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 3978:6413:NJ:2024-09-10 | Sep 12, 2024 | Sep 10, 2024 | CHERRY HILL, NJ | Firm change |