DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• E••••• C•••••••

L•• F•••••••• L••BD affiliatedHaddonfield, Njdual registrantIAPD 865010

Feed of 09/14/2026

Also filed as Don C•••••••

At current firm

2 y

since Sep 10, 2024

In the industry

24 y

since Jun 20, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

n/a

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Sep 10, 2024 · Haddonfield, Nj
O•••• F•• I••• former
Jul 2, 2013 to Sep 12, 2024 · Cherry Hill, Nj
E•••••••• A•••••••• L•• national BD
Jan 24, 2008 to Feb 20, 2008 · Cherry Hill, Nj
M•• F•••••••• S•••••••• I••• former
Jun 17, 2004 to Jul 8, 2013 · Mount Laurel, Nj
W• G••••••• S••••••••• I••• unclassified
Jun 20, 2002 to Jun 17, 2004 · Mt Laurel, Nj

Moves

a registration end followed by a registration begin elsewhere

O•••• F•• I••• to L•• F•••••••• L••
left Sep 12, 2024, registered Sep 10, 2024 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
M•• F•••••••• S•••••••• I••• to E•••••••• A•••••••• L••
left Jul 8, 2013, registered Jan 24, 2008 (-1992 days) · Other
E•••••••• A•••••••• L•• to O•••• F•• I•••
left Feb 20, 2008, registered Jul 2, 2013 (1959 days) · Other
W• G••••••• S••••••••• I••• to M•• F•••••••• S•••••••• I•••
left Jun 17, 2004, registered Jun 17, 2004 (0 days) · Other

Signals

D••••• E••••• C••••••• left O•••• F•• I••• for L•• F•••••••• L•• (registered 2024-09-10)
Sep 12, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address