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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

MATTHEW HAN DUDLEY

Advisor at WELLS FARGO ADVISORS

SCOTTSDALE, AZ | PHOENIX, AZ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jul 1, 1999
First registration: Mar 30, 2005
Dual registered: yes, broker-dealer
Other names: MATT HAN DUDLEY
IAPD individual key: 3113025

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	n/a	yes	SCOTTSDALE, AZ\|PHOENIX, AZ	Current employment
WELLS FARGO INVESTMENTS, LLC	n/a	Dec 18, 2008	Jan 3, 2011	no	SCOTTSDALE, AZ\|GLENDALE, AZ\|GLENDALE, AZ\|PEORIA, AZ	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Dec 7, 2005	Dec 9, 2008	no	SCOTTSDALE, AZ\|SCOTTSDALE, AZ\|CAVE CREEK, AZ	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	May 10, 2005	Sep 23, 2005	no	MONTEREY, CA	Previous registration
NCW ADVISORY SERVICES, A GENERAL PARTNERSHIP	n/a	Mar 30, 2005	Nov 9, 2005	no	MONTEREY, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other
CHASE INVESTMENT SERVICES CORP.	WELLS FARGO INVESTMENTS, LLC	Dec 9, 2008	Dec 18, 2008	9	Firm change	Other
NCW ADVISORY SERVICES, A GENERAL PARTNERSHIP	FSC SECURITIES CORPORATION	Nov 9, 2005	May 10, 2005	-183	Firm change after gap	Other
FSC SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	Sep 23, 2005	Dec 7, 2005	75	Firm change	Other

Relationships

Registered with (5)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jan 3, 2011 to presentfactForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Dec 18, 2008 to Jan 3, 2011factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Dec 7, 2005 to Dec 9, 2008factForm ADV
→ NCW ADVISORY SERVICES, A GENERAL PARTNERSHIPRegistered adviserregistration: previous registration
Mar 30, 2005 to Nov 9, 2005factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
May 10, 2005 to Sep 23, 2005factForm ADV

Dated events

No dated event names this entity yet.