DFX Intelligence

D•••••• V•••••• E••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

D•••••• V•••••• E••••••

Advisor at O•••• P•••••••• S••••••••• L••

OMAHA, NE

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Search this name across graphsid dfx:ria:a9590116-16fb-40fd-c8dd-abfdfd6ad021

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• P•••••••• S••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• P•••••••• S••••••••• L••	Bd affiliated wealth	Jun 15, 2026	n/a	yes	OMAHA, NE	Current employment
S••••• G••••• I••••••••• L••	Mixed wealth	Jan 31, 2022	Aug 29, 2024	no	BOUNTIFUL, UT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• G••••• I••••••••• L••	O•••• P•••••••• S••••••••• L••	Aug 29, 2024	Jun 15, 2026	655	Firm change after gap	RIA to ibd
E••••• J••••	S••••• G••••• I••••••••• L••	Sep 20, 2019	Jan 31, 2022

Relationships

Registered with (4)

→ O•••• P•••••••• S••••••••• L••Registered adviserregistration: current employment
Jun 15, 2026 to presentfactForm ADV
→ S••••• G••••• I••••••••• L••Registered adviserregistration: previous registration
Jan 31, 2022 to Aug 29, 2024factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Feb 12, 2019 to Sep 20, 2019factForm ADV
→ 2•• I••••••••• A•••••••Registered adviser

Dated events

Occurred
Aug 29, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a9590116-16fb-40fd-c8dd-abfdfd6ad021
First observed: Jan 1, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.