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RIA / WealthAdvisorCertified Financial Planner12 years in industry

ERIC M THOMPSON

Advisor at TITAN

NEW YORK, NY

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Search this name across graphsid dfx:ria:a960b829-dd27-2b4d-4855-6cf57c7cbddc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Sep 22, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TITAN
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S65
First exam: Sep 16, 2015
First registration: Sep 22, 2015
Dual registered: no
IAPD individual key: 6534273

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Titan	Independent wealth	Jun 29, 2026	n/a	yes	NEW YORK, NY	Current employment
SECFI ADVISORY LIMITED	Other adviser	Jan 15, 2025	Jun 15, 2026	no	West Orange, NJ\|NEW YORK, NY	Previous registration
CERITY PARTNERS LLC	Independent wealth	Dec 6, 2022	Jan 3, 2025	no	EDINA, MN\|NEW YORK, NY	Previous registration
ROUND TABLE WEALTH MANAGEMENT	Former SEC adviser	Sep 22, 2015	Dec 7, 2022	no	NEW YORK, NY\|WESTFIELD, NJ\|Edina, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECFI ADVISORY LIMITED	Titan	Jun 15, 2026	Jun 29, 2026	14	Firm change	Other
CERITY PARTNERS LLC	SECFI ADVISORY LIMITED	Jan 3, 2025	Jan 15, 2025	12	Firm change	Other
ROUND TABLE WEALTH MANAGEMENT	CERITY PARTNERS LLC	Dec 7, 2022	Dec 6, 2022	-1	Firm change	RIA to RIA

Relationships

Registered with (4)

→ TITANRegistered adviserregistration: current employment
Jun 29, 2026 to presentfactForm ADV
→ SECFI ADVISORY LIMITEDRegistered adviserregistration: previous registration
Jan 15, 2025 to Jun 15, 2026factForm ADV
→ CERITY PARTNERS LLCRegistered adviserregistration: previous registration
Dec 6, 2022 to Jan 3, 2025factForm ADV
→ ROUND TABLE WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Sep 22, 2015 to Dec 7, 2022factForm ADV

Dated events

Occurred
Jun 15, 2026
Advisor changed firm
Eric M Thompson left Secfi Advisory Limited for Titan (registered 2026-06-29)
Form ADVobserved 6 days ago
Occurred
Jan 3, 2025
Advisor changed firm
Eric M Thompson left Cerity Partners Llc for Secfi Advisory Limited (registered 2025-01-15)
Form ADVobserved 6 days ago
Occurred
Dec 7, 2022
Advisor changed firm
Eric M Thompson left Round Table Wealth Management for Cerity Partners Llc (registered 2022-12-06)
Form ADVobserved 6 days ago