DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••• M• T•••••••

T••••independent RIANew York, NyIA-onlyIAPD 6534273

Certified Financial Planner

Feed of 09/14/2026

At current firm

0 y

since Jun 29, 2026

In the industry

12 y

since Jun 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T•••• independent RIA current
since Jun 29, 2026 · New York, Ny
S•••• A••••••• L•••••• other
Jan 15, 2025 to Jun 15, 2026 · West Orange, Nj
C••••• P••••••• L•• independent RIA
Dec 6, 2022 to Jan 3, 2025 · Edina, Mn
R•••• T•••• W••••• M••••••••• former
Sep 22, 2015 to Dec 7, 2022 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

S•••• A••••••• L•••••• to T••••
left Jun 15, 2026, registered Jun 29, 2026 (14 days) · Other
C••••• P••••••• L•• to S•••• A••••••• L••••••
left Jan 3, 2025, registered Jan 15, 2025 (12 days) · Other
R•••• T•••• W••••• M••••••••• to C••••• P••••••• L••
left Dec 7, 2022, registered Dec 6, 2022 (-1 days) · RIA to RIA

Signals

Eric M Thompson left Secfi Advisory Limited for Titan (registered 2026-06-29)
Jun 15, 2026 · Advisor changed firm · fact
Eric M Thompson left Cerity Partners Llc for Secfi Advisory Limited (registered 2025-01-15)
Jan 3, 2025 · Advisor changed firm · fact
Eric M Thompson left Round Table Wealth Management for Cerity Partners Llc (registered 2022-12-06)
Dec 7, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address