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Advisor at RBC CAPITAL MARKETS, LLC
Chesterfield, MO | St. Louis, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Jun 26, 2018 | n/a | yes | St. Louis, MO|Chesterfield, MO | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Apr 8, 2005 | Jul 2, 2018 | no | CLAYTON, MO|CLAYTON, MO | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 5, 1998 | Apr 14, 2005 | no | CLAYTON, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | RBC CAPITAL MARKETS, LLC | Jul 2, 2018 | Jun 26, 2018 | -6 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | Apr 14, 2005 | Apr 8, 2005 | -6 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:31194:MO:2018-07-02 | Jul 2, 2018 | Jun 26, 2018 | CLAYTON, MO | Firm change |