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Advisor at AZTEC FINANCIAL GROUP, LLC
DOVER, NH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AZTEC FINANCIAL GROUP, LLC | State registered | Aug 9, 2018 | n/a | yes | DOVER, NH | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 10, 2010 | n/a | yes | DOVER, NH | Current employment |
| NEXT FINANCIAL GROUP, INC. | Former SEC adviser | Jan 30, 2007 | Nov 24, 2010 | no | SALISBURY, MA|HOUSTON, TX|PORTSMOUTH, NH|PORTSMOUTH, NH|DOVER, NH | Previous registration |
| CITIZENS SECURITIES, INC. | Bd affiliated wealth | Nov 18, 1998 | Jan 31, 2007 | no | ROCHESTER, NH|ROCHESTER, NH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEXT FINANCIAL GROUP, INC. | LPL FINANCIAL LLC | Nov 24, 2010 | Dec 10, 2010 | 16 | Firm change | Other |
| CITIZENS SECURITIES, INC. | NEXT FINANCIAL GROUP, INC. | Jan 31, 2007 | Jan 30, 2007 | -1 | Firm change | Other |